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HPS

John Hancock Preferred Income Fund III
HPS

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17M +$427K +23,969 +2%
SAMC
2
Spectrum Asset Management (Connecticut)
Connecticut
$11.2M – – –
Invesco
3
Invesco
Georgia
$6.76M +$626K +35,134 +9%
UBS Group
4
UBS Group
Switzerland
$6.02M -$107K -6,016 -2%
GC
5
Guggenheim Capital
Illinois
$3.93M -$284K -15,930 -6%
Bank of America
6
Bank of America
North Carolina
$3.25M -$131K -7,371 -4%
CIA
7
Capital Investment Advisors
Georgia
$1.62M +$116K +6,493 +7%
CS
8
Credit Suisse
Switzerland
$1.61M – – –
BC
9
Burney Company
Virginia
$1.53M +$31.3K +1,759 +2%
NL
10
NWAM LLC
Washington
$1.4M +$16K +898 +1%
COLIM
11
City of London Investment Management
United Kingdom
$1.25M +$1.33M +74,506 New
LPL Financial
12
LPL Financial
California
$1.12M +$54.3K +3,047 +5%
Wells Fargo
13
Wells Fargo
California
$995K -$193K -10,819 -15%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$948K -$104K -5,862 -9%
WAM
15
Wolverine Asset Management
Illinois
$678K +$725K +40,700 New
SFS
16
Shaker Financial Services
Virginia
$660K +$704K +39,540 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$627K +$189K +10,621 +39%
UCFA
18
United Capital Financial Advisors
Texas
$583K +$211K +11,827 +51%
DA
19
Doliver Advisors
Texas
$567K +$605K +33,970 New
NSIM
20
North Star Investment Management
Illinois
$378K – – –
ONB
21
Old National Bancorp
Indiana
$305K -$91.1K -5,116 -22%
LCM
22
Landscape Capital Management
New Jersey
$283K +$303K +16,990 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$247K -$56.8K -3,191 -18%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$228K -$29.6K -1,664 -11%
CCP
25
Clough Capital Partners
Massachusetts
$220K +$235K +13,200 New
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