Transamerica Financial Advisors’s John Hancock Preferred Income Fund III HPS Stock Holding History

Transamerica Financial Advisors’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-600	Closed	-$12K	–	527
2016 Q1	$12K	Hold	600	–	–	﹤0.01%	526
2015 Q4	$11K	Hold	600	–	–	﹤0.01%	587
2015 Q3	$10K	Hold	600	–	–	﹤0.01%	578
2015 Q2	$11K	Hold	600	–	–	﹤0.01%	622
2015 Q1	$12K	Buy	600 +300	+100%	+$5.53K	﹤0.01%	598
2014 Q4	$6K	Hold	300	–	–	﹤0.01%	541
2014 Q3	$6K	Hold	300	–	–	﹤0.01%	509
2014 Q2	$6K	Hold	300	–	–	﹤0.01%	534
2014 Q1	$6K	Buy	+300	New	+$4.99K	﹤0.01%	501
2013 Q4	–	Sell	-167	Closed	-$3K	–	622
2013 Q3	$3K	Hold	167	–	–	﹤0.01%	524
2013 Q2	$4K	Buy	+167	New	+$3.22K	﹤0.01%	490

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Transamerica Financial Advisors's HPS Position: Q2 2016 in Review

Transamerica Financial Advisors sold out of John Hancock Preferred Income Fund III (HPS) in Q2 2016, closing a stake of 600 shares — an estimated $12K sold.

Transamerica Financial Advisors first reported a position in HPS in Q2 2013 and held it in 11 quarters. The position peaked at $12K in Q1 2016. 37 funds tracked by Wall St. Rank hold HPS as of Q2 2016.

Transamerica Financial Advisors reported no remaining John Hancock Preferred Income Fund III position as of Q2 2016 after selling out during the quarter.
Transamerica Financial Advisors sold 600 John Hancock Preferred Income Fund III shares in Q2 2016, an estimated $12K.
Transamerica Financial Advisors first reported a position in John Hancock Preferred Income Fund III in Q2 2013 and held it in 11 quarters.
Transamerica Financial Advisors's John Hancock Preferred Income Fund III position peaked at $12K in Q1 2016.
37 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q2 2016.

Based on Transamerica Financial Advisors's 13F filing for Q2 2016, filed 12 Aug 2016.