Windsor Capital Management’s John Hancock Preferred Income Fund III HPS Stock Holding History

Windsor Capital Management’s Portfolio HPS Stock Details HPS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,600	Closed	-$26K	–	227
2015 Q3	$26K	Buy	+1,600	New	+$27K	0.02%	229
2014 Q1	–	Sell	-1,000	Closed	-$16K	–	167
2013 Q4	$16K	Hold	1,000	–	–	0.01%	285
2013 Q3	$17K	Hold	1,000	–	–	0.01%	293
2013 Q2	$18K	Buy	+1,000	New	+$19.3K	0.01%	269

Other funds holding HPS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Windsor Capital Management's HPS Position: Q4 2015 in Review

Windsor Capital Management sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2015, closing a stake of 1,600 shares — an estimated $26K sold.

Windsor Capital Management first reported a position in HPS in Q2 2013 and held it in 4 quarters. The position peaked at $26K in Q3 2015. 42 funds tracked by Wall St. Rank hold HPS as of Q4 2015.

Windsor Capital Management reported no remaining John Hancock Preferred Income Fund III position as of Q4 2015 after selling out during the quarter.
Windsor Capital Management sold 1,600 John Hancock Preferred Income Fund III shares in Q4 2015, an estimated $26K.
Windsor Capital Management first reported a position in John Hancock Preferred Income Fund III in Q2 2013 and held it in 4 quarters.
Windsor Capital Management's John Hancock Preferred Income Fund III position peaked at $26K in Q3 2015.
42 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2015.

Based on Windsor Capital Management's 13F filing for Q4 2015, filed 1 Feb 2016.