ST
HPS

Smithfield Trust’s John Hancock Preferred Income Fund III HPS Stock Holding History

Smithfield Trust’s Portfolio HPS Stock Details HPS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-1,150
Closed -$19K – 834
2013
Q3 		$19K Hold
1,150
– – ﹤0.01% 596
2013
Q2 		$21K Buy
+1,150
New +$22.2K 0.01% 572

Other funds holding HPS

SAMC
Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Smithfield Trust's HPS Position: Q4 2013 in Review

Smithfield Trust sold out of John Hancock Preferred Income Fund III (HPS) in Q4 2013, closing a stake of 1,150 shares — an estimated $19K sold.

Smithfield Trust first reported a position in HPS in Q2 2013 and held it in 2 quarters. The position peaked at $21K in Q2 2013. 43 funds tracked by Wall St. Rank hold HPS as of Q4 2013.

  • Smithfield Trust reported no remaining John Hancock Preferred Income Fund III position as of Q4 2013 after selling out during the quarter.
  • Smithfield Trust sold 1,150 John Hancock Preferred Income Fund III shares in Q4 2013, an estimated $19K.
  • Smithfield Trust first reported a position in John Hancock Preferred Income Fund III in Q2 2013 and held it in 2 quarters.
  • Smithfield Trust's John Hancock Preferred Income Fund III position peaked at $21K in Q2 2013.
  • 43 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund III as of Q4 2013.

Based on Smithfield Trust's 13F filing for Q4 2013, filed 16 Jan 2014.