|
101
|
Matisse Capital
Portland,
Oregon
|
–
|
-$13.3M
|
-1,233,000
|
Closed
|
|
|
102
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$6.68M
|
-620,000
|
Closed
|
|
|
103
|
|
–
|
-$6.2M
|
-575,378
|
Closed
|
|
|
104
|
Cowen and Company
New York
|
–
|
-$5.38M
|
-500,000
|
Closed
|
|
|
105
|
Beach Point Capital Management
Santa Monica,
California
|
–
|
-$3.5M
|
-324,502
|
Closed
|
|
|
106
|
Yakira Capital Management
Westport,
Connecticut
|
–
|
-$699K
|
-64,884
|
Closed
|
|
|
107
|
Barclays
London,
United Kingdom
|
–
|
-$745K
|
-53,624
|
Closed
|
|
|
108
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$320K
|
-29,742
|
Closed
|
|
|
109
|
Mercer Global Advisors
Denver,
Colorado
|
–
|
-$158K
|
-14,695
|
Closed
|
|
|
110
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$139K
|
-12,936
|
Closed
|
|
|
111
|
Quinn Opportunity Partners
Charlottesville,
Virginia
|
–
|
-$108K
|
-10,000
|
Closed
|
|
|
112
|
|
–
|
-$77K
|
-7,161
|
Closed
|
|
|
113
|
Atlas Private Wealth Advisors
Matawan,
New Jersey
|
–
|
-$71K
|
-6,578
|
Closed
|
|
|
114
|
Carolinas Wealth Consulting
Charlotte,
North Carolina
|
–
|
-$67K
|
-6,259
|
Closed
|
|
|
115
|
FNY Investment Advisers
New York
|
–
|
-$37K
|
-3,500
|
Closed
|
|
|
116
|
D'Orazio & Associates
Falls Church,
Virginia
|
–
|
-$20K
|
-1,851
|
Closed
|
|
|
117
|
Gerber Kawasaki Wealth & Investment Management
Santa Monica,
California
|
–
|
-$10K
|
-1,000
|
Closed
|
|
|
118
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
+$22
|
+2
|
New
|
|
|
119
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
+$22
|
+2
|
New
|
|
