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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
51
First Allied Advisory Services
California
$333K +$127K +15,029 +63%
RJFSA
52
Raymond James Financial Services Advisors
Florida
$306K -$145K -17,205 -33%
IFG
53
Independent Financial Group
California
$285K
AAM
54
Advisors Asset Management
Colorado
$262K +$2.38K +282 +0.9%
PWAP
55
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$251K
SI
56
Stephens Inc
Arkansas
$219K -$15.4K -1,832 -7%
KAS
57
Kestra Advisory Services
Texas
$213K +$209K +24,804 New
Janney Montgomery Scott
58
Janney Montgomery Scott
Pennsylvania
$179K +$30.7K +3,650 +21%
WC
59
Winmill & Co
New Hampshire
$166K
CAN
60
Claraphi Advisory Network
United States
$145K -$12.4K -1,477 -8%
Stifel Financial
61
Stifel Financial
Missouri
$143K
PAG
62
Private Advisor Group
New Jersey
$142K +$19K +2,253 +16%
AIP
63
Ahrens Investment Partners
Louisiana
$131K +$128K +15,200 New
WT
64
Washington Trust
Rhode Island
$130K +$128K +15,150 New
Koshinski Asset Management
65
Koshinski Asset Management
Illinois
$127K -$26.4K -3,134 -17%
MA
66
Mutual Advisors
Nebraska
$125K -$396 -47 -0.3%
UBS Group
67
UBS Group
Switzerland
$124K +$40.8K +4,842 +51%
JWCA
68
J.W. Cole Advisors
Florida
$122K +$120K +14,258 New
Jane Street
69
Jane Street
New York
$103K +$101K +11,964 New
MML Investors Services
70
MML Investors Services
Massachusetts
$95K -$14K -1,660 -13%
GI
71
Gradient Investments
Minnesota
$94K
CBFP
72
Cedar Brook Financial Partners
Ohio
$94K +$767 +91 +0.8%
QOP
73
Quinn Opportunity Partners
Virginia
$86K
BFA
74
Beacon Financial Advisory
Ohio
$86K +$85.2K +10,115 New
US Bancorp
75
US Bancorp
Minnesota
$71K