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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
51
Advisory Services Network
Georgia
$425K +$168K +20,454 +63%
CAN
52
Cetera Advisor Networks
California
$420K +$32.6K +3,976 +8%
SS
53
Sunbelt Securities
Texas
$389K -$114K -13,947 -22%
MSL
54
Mackay Shields LLC
New York
$376K +$383K +46,685 New
IFG
55
Independent Financial Group
California
$267K
AO
56
Advisor OS
Illinois
$253K +$258K +31,474 New
AAM
57
Advisors Asset Management
Colorado
$243K +$248K +30,236 New
PWAP
58
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$236K
SI
59
Stephens Inc
Arkansas
$220K +$22.1K +2,697 +11%
FAAS
60
First Allied Advisory Services
California
$191K -$230 -28 -0.1%
Invesco
61
Invesco
Georgia
$159K -$170K -20,719 -51%
WC
62
Winmill & Co
New Hampshire
$156K
Millennium Management
63
Millennium Management
New York
$153K +$156K +19,054 New
CAN
64
Claraphi Advisory Network
United States
$148K
Koshinski Asset Management
65
Koshinski Asset Management
Illinois
$146K +$189 +23 +0.1%
Janney Montgomery Scott
66
Janney Montgomery Scott
Pennsylvania
$139K +$52.4K +6,390 +59%
Stifel Financial
67
Stifel Financial
Missouri
$134K +$4.92K +600 +4%
CWS
68
Cypress Wealth Services
California
$128K -$99.2K -12,096 -43%
MA
69
Mutual Advisors
Nebraska
$117K +$5.46K +666 +5%
PAG
70
Private Advisor Group
New Jersey
$115K -$17.5K -2,137 -13%
JWM
71
JGP Wealth Management
Oregon
$105K -$79K -9,631 -41%
MML Investors Services
72
MML Investors Services
Massachusetts
$102K +$104K +12,722 New
GI
73
Gradient Investments
Minnesota
$89K
CBFP
74
Cedar Brook Financial Partners
Ohio
$87K +$2.49K +304 +3%
WAM
75
Wolverine Asset Management
Illinois
$83K -$395K -48,124 -82%