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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PWAP
51
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$405K
SI
52
Stephens Inc
Arkansas
$373K -$5.4K -400 -1%
CWS
53
Cypress Wealth Services
California
$369K
BTS
54
BB&T Securities
Virginia
$357K +$918 +68 +0.3%
TW
55
Transform Wealth
Colorado
$333K +$325K +24,093 New
CCA
56
Cruiser Capital Advisors
Connecticut
$327K -$2.7K -200 -0.8%
MML Investors Services
57
MML Investors Services
Massachusetts
$304K -$13.5K -1,000 -4%
CF
58
Centaurus Financial
California
$282K
HighTower Advisors
59
HighTower Advisors
Illinois
$263K
PAG
60
Private Advisor Group
New Jersey
$232K -$55.4K -4,100 -20%
YCM
61
Yakira Capital Management
Connecticut
$194K +$189K +14,002 New
RJT
62
Raymond James Trust
Florida
$139K
UBS Group
63
UBS Group
Switzerland
$129K -$71.1K -5,266 -36%
BAM
64
Belpointe Asset Management
Nevada
$109K
Rockefeller Capital Management
65
Rockefeller Capital Management
New York
$93K +$1.54K +114 +2%
Bank of America
66
Bank of America
North Carolina
$72K +$9.37K +694 +15%
Citigroup
67
Citigroup
New York
$65K +$10.5K +779 +20%
PNC Financial Services Group
68
PNC Financial Services Group
Pennsylvania
$64K
LC
69
Lindbrook Capital
California
$53K +$51.7K +3,830 New
AF
70
Allworth Financial
California
$42K
CFD
71
Creative Financial Designs
Indiana
$32K +$31.9K +2,363 New
GRP
72
Global Retirement Partners
California
$19K +$18.7K +1,388 New
PFGIA
73
Patriot Financial Group Insurance Agency
Massachusetts
$16K +$16K +1,183 New
BWA
74
BDO Wealth Advisors
Florida
$13K
NFG
75
Next Financial Group
Texas
$11K