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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWA
26
Arete Wealth Advisors
Illinois
$2.76M -$2.67M -325,660 -49%
CL
27
CSS LLC
Illinois
$2.41M -$232K -28,293 -9%
ATPW
28
Ashton Thomas Private Wealth
Arizona
$2.28M +$51.2K +6,235 +2%
MA
29
MONECO Advisors
Connecticut
$2.26M +$74.3K +9,056 +3%
LPL Financial
30
LPL Financial
California
$2.13M +$38.5K +4,688 +2%
AC
31
Aristides Capital
Kentucky
$2.11M -$947K -115,436 -31%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$1.75M +$712K +86,837 +67%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$1.57M +$237K +28,905 +17%
ICM
34
Ionic Capital Management
New York
$1.53M -$1.46M -178,238 -48%
YCM
35
Yakira Capital Management
Connecticut
$1.25M +$1.07M +130,451 +539%
6M
36
6 Meridian
Kansas
$1.11M +$122K +14,882 +12%
Qube Research & Technologies (QRT)
37
Qube Research & Technologies (QRT)
United Kingdom
$860K +$631K +76,902 +256%
SPC
38
Sigma Planning Corp
Michigan
$732K -$30.3K -3,695 -4%
Truist Financial
39
Truist Financial
North Carolina
$711K +$40.5K +4,930 +6%
AWM
40
AE Wealth Management
Kansas
$701K +$242K +29,448 +51%
SS
41
Simplicity Solutions
Minnesota
$543K +$256K +31,260 +86%
PAM
42
Peak Asset Management
Colorado
$535K +$545K +66,433 New
CFA
43
Carroll Financial Associates
North Carolina
$533K +$90.3K +11,000 +20%
KWM
44
Kingsview Wealth Management
Oregon
$523K +$184K +22,366 +53%
OFG
45
OTA Financial Group
New York
$480K +$490K +59,688 New
KPWG
46
KFA Private Wealth Group
Virginia
$462K +$248K +30,201 +111%
CCA
47
Cruiser Capital Advisors
Connecticut
$455K -$8.09K -986 -2%
APWA
48
Atlas Private Wealth Advisors
New Jersey
$442K +$450K +54,856 New
SPIA
49
Steward Partners Investment Advisory
New York
$427K -$226K -27,579 -34%
RJFSA
50
Raymond James Financial Services Advisors
Florida
$425K +$117K +14,300 +37%