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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PWPS
26
Pinnacle Wealth Planning Services
Ohio
$1.26M -$32 -2 -0%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$1.16M -$23.5K -1,487 -2%
BRWA
28
B. Riley Wealth Advisors
Florida
$1.15M -$1.5M -94,952 -57%
JG
29
Jefferies Group
New York
$1.11M +$194K +12,278 +21%
HCMT
30
Highland Capital Management (Texas)
Texas
$1.04M
BFM
31
Boothbay Fund Management
New York
$883K +$871K +55,219 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$842K -$89K -5,642 -10%
SPIA
33
Steward Partners Investment Advisory
New York
$836K +$76.3K +4,838 +10%
CCP
34
Clough Capital Partners
Massachusetts
$710K -$263K -16,700 -27%
BTS
35
BB&T Securities
Virginia
$538K -$3.87K -245 -0.7%
PWAP
36
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$468K
SEI Investments
37
SEI Investments
Pennsylvania
$415K +$409K +25,946 New
CWS
38
Cypress Wealth Services
California
$398K -$388K -24,589 Closed
CSS
39
Cubist Systematic Strategies
Connecticut
$374K +$369K +23,367 New
HighTower Advisors
40
HighTower Advisors
Illinois
$371K -$75.3K -4,774 -17%
UBS Group
41
UBS Group
Switzerland
$366K +$260K +16,456 +257%
FA
42
FDx Advisors
Illinois
$301K -$1.17M -74,477 -80%
PAG
43
Private Advisor Group
New Jersey
$295K +$291K +18,453 New
CFA
44
Carroll Financial Associates
North Carolina
$266K +$263K +16,656 New
DAM
45
Deltec Asset Management
New York
$208K
Bank of America
46
Bank of America
North Carolina
$205K +$131K +8,282 +183%
MML Investors Services
47
MML Investors Services
Massachusetts
$191K +$27.6K +1,747 +17%
TSS
48
Two Sigma Securities
New York
$183K +$181K +11,460 New
CF
49
Centaurus Financial
California
$180K +$177K +11,247 New
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$148K +$146K +9,259 New