GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

49 hedge funds and large institutions have $161M invested in Guggenheim Active Allocation Fund in 2025 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 8 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
27
Reduced
8
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$14.4M
2
Pathstone Holdings
Pathstone Holdings
New Jersey
$12.1M
3
Morgan Stanley
Morgan Stanley
New York
$40.4M
4
AAM
Advisors Asset Management
Colorado
$12.5M
5
Raymond James Financial
Raymond James Financial
Florida
$10.2M

Top Sellers

1
Walleye Capital
Walleye Capital
New York
$254K
2
Millennium Management
Millennium Management
New York
$0
3
MWM
MGB Wealth Management
Texas
$171K
4
PI
PFG Investments
New York
$0
5
AWM
Avior Wealth Management
Nebraska
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PI
51
PFG Investments
New York
– -$189K -12,550 Closed
AWM
52
Avior Wealth Management
Nebraska
– -$176K -11,670 Closed
Truist Financial
53
Truist Financial
North Carolina
– -$164K -10,853 Closed
Susquehanna International Group
54
Susquehanna International Group
Pennsylvania
– -$162K -10,776 Closed
AF
55
Allworth Financial
California
– -$14.9K -1,000 Closed
BT
56
Banque Transatlantique
France
– -$11.1K -800 Closed
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
– -$2K -124 Closed
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