GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

44 hedge funds and large institutions have $170M invested in Guggenheim Active Allocation Fund in 2023 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
0.65%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
8
Increased
17
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$53.3M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$19.4M
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$6.07M
4
SCM
4
Saba Capital Management
New York
$17.3M
5
AWM
5
AE Wealth Management
Kansas
$1.41M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$11.8M
2
MC
2
Meteora Capital
Florida
$425K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$976K
4
BFM
4
Boothbay Fund Management
New York
$305K
5
LSC
5
Logan Stone Capital
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
26
HighTower Advisors
Illinois
$427K -$9.09K -626 -2%
MC
27
Meteora Capital
Florida
$425K -$1.04M -71,001 -71%
DC
28
Davenport & Co
Virginia
$362K -$2.64K -180 -0.7%
ACP
29
Aviance Capital Partners
Florida
$338K -$26.1K -1,777 -7%
BFM
30
Boothbay Fund Management
New York
$305K -$826K -56,317 -73%
AWA
31
Arete Wealth Advisors
Illinois
$305K -$1.07K -73 -0.3%
BTIM
32
BancFirst Trust & Investment Management
Oklahoma
$285K +$285K +19,377 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$267K +$267K +18,214 New
KWM
34
Kingsview Wealth Management
Oregon
$265K +$2.86K +195 +1%
Nomura Holdings
35
Nomura Holdings
Japan
$247K +$247K +16,843 New
Bank of New York Mellon
36
Bank of New York Mellon
New York
$152K +$152K +10,402 New
LA
37
LM Advisors
California
$144K +$144K +9,800 New
UBS Group
38
UBS Group
Switzerland
$85.3K -$27.2K -1,853 -24%
Comerica Bank
39
Comerica Bank
Texas
$61.6K -$103K -7,000 -63%
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
$61.6K +$61.6K +4,200 New
GWM
41
Geneos Wealth Management
Colorado
$22K – – –
HI
42
Harbour Investments
Wisconsin
$22K – – –
IA
43
IFP Advisors
Florida
$18.3K – – –
Bessemer Group
44
Bessemer Group
New Jersey
$11K +$365 +25 +3%
LSC
45
Logan Stone Capital
Illinois
– -$368K -27,239 Closed
AW
46
Atlas Wealth
Ohio
– -$368K -27,228 Closed
PI
47
PineBridge Investments
New York
– -$295K -21,838 Closed
WS
48
Wedbush Securities
California
– -$162K -12,007 Closed
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