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GUG

Guggenheim Active Allocation Fund
GUG

34 hedge funds and large institutions have $249M invested in Guggenheim Active Allocation Fund in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

248% more capital invested

Capital invested by funds: $71.5M → $249M (+$177M)

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

13% more funds holding

Funds holding: 30 → 34 (+4)

7.41% more ownership

Funds ownership: 16.95% → 24.36% (+7.4%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
15
Reduced
5
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$9.02M
2
GC
Guggenheim Capital
Illinois
+$4.34M
3
LSC
Logan Stone Capital
Illinois
+$3.59M
4
RVPG
Relative Value Partners Group
+$2.68M
5
RCM
Rivernorth Capital Management
Florida
+$1.79M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.77M
2
CA
Corrado Advisors
New Jersey
-$612K
3
Millennium Management
Millennium Management
New York
-$478K
4
EH
Equitable Holdings
New York
-$131K
5
Jane Street
Jane Street
New York
-$131K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
26
UBS Group
Switzerland
$157K +$109K +7,930 +211%
Millennium Management
27
Millennium Management
New York
$147K -$478K -34,762 -76%
LPL Financial
28
LPL Financial
California
$143K +$146K +10,600 New
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$100K – – –
Osaic Holdings
30
Osaic Holdings
Arizona
$39K -$20.9K -1,520 -34%
HI
31
Harbour Investments
Wisconsin
$20.2K – – –
GWM
32
Geneos Wealth Management
Colorado
$20.2K +$20.6K +1,500 New
CSPIA
33
Cary Street Partners Investment Advisory
Virginia
$3.36K +$3.44K +250 New
AAM
34
Advisors Asset Management
Colorado
$2.87K +$2.93K +213 New
EH
35
Equitable Holdings
New York
– -$131K -10,185 Closed
Jane Street
36
Jane Street
New York
– -$131K -10,139 Closed
PCG
37
Prosperity Consulting Group
Maryland
– -$129K -10,000 Closed
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
– -$38K -2,972 Closed
TCOV
39
Trust Company of Vermont
Vermont
– -$16K -1,250 Closed
Bessemer Group
40
Bessemer Group
New Jersey
– -$8K -630 Closed
1
2

GUG Hedge Fund Activity: Q4 2022 in Review

34 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q4 2022, worth a combined $249M — up 248% from $71.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GUG positions and 6 closed out — a net gain of 5 holders — while 15 added to existing stakes and 5 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $9.02M. The largest seller was Morgan Stanley, cutting an estimated $1.77M.

  • 34 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q4 2022, up from 30 in Q3 2022.
  • Funds reported $249M of Guggenheim Active Allocation Fund stock for Q4 2022, up 248% quarter-over-quarter.
  • 11 funds opened new Guggenheim Active Allocation Fund positions in Q4 2022 and 6 closed out, a net change of +5 holders.
  • The largest Guggenheim Active Allocation Fund buyer in Q4 2022 was Saba Capital Management, an estimated $9.02M added.
  • The largest Guggenheim Active Allocation Fund seller in Q4 2022 was Morgan Stanley, an estimated $1.77M sold.

Based on aggregated 13F filings for Q4 2022.