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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IWC
26
Integrated Wealth Concepts
Massachusetts
$3.09M +$313K +21,461 +12%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$3M +$2.48M +170,275 +540%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$2.98M +$291K +19,952 +11%
MGWM
29
Marks Group Wealth Management
Minnesota
$2.92M
WS
30
Wedbush Securities
California
$2.63M -$62.3K -4,269 -2%
GVAG
31
Great Valley Advisor Group
Delaware
$2.22M +$271K +18,556 +14%
PS
32
Principal Securities
Iowa
$2.17M +$185K +12,695 +10%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$2.11M +$138K +9,484 +7%
SPIA
34
Steward Partners Investment Advisory
New York
$1.93M +$123K +8,430 +7%
KAS
35
Kestra Advisory Services
Texas
$1.92M +$1.25M +85,516 +198%
RPGK
36
Retirement Planning Group (Kansas)
Kansas
$1.72M +$398K +27,290 +31%
FFA
37
Founders Financial Alliance
North Carolina
$1.67M -$30.4K -2,086 -2%
NA
38
NewEdge Advisors
Louisiana
$1.6M +$37.2K +2,552 +2%
PAG
39
Private Advisor Group
New Jersey
$1.53M +$53.6K +3,672 +4%
MA
40
Mutual Advisors
Nebraska
$1.39M -$69.3K -4,750 -5%
FZCM
41
Flynn Zito Capital Management
New York
$1.38M +$702K +48,143 +108%
IA
42
IFG Advisory
Georgia
$1.34M +$1M +68,721 +328%
CIAS
43
Capital Investment Advisory Services
North Carolina
$1.25M +$586K +40,200 +92%
SA
44
Sovran Advisors
California
$1.21M -$151K -10,383 -11%
AAS
45
Avantax Advisory Services
Texas
$1.17M +$26.8K +1,838 +2%
AFP
46
Ausdal Financial Partners
Iowa
$1.17M -$350 -24 -0%
DAS
47
Dynamic Advisor Solutions
Arizona
$1.15M +$29.2K +2,001 +3%
SPC
48
Sigma Planning Corp
Michigan
$1.14M +$3.56K +244 +0.3%
PI
49
PFG Investments
New York
$1.1M +$26.1K +1,787 +2%
Mercer Global Advisors
50
Mercer Global Advisors
Colorado
$1.06M -$45.5K -3,120 -4%