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Guggenheim Strategic Opportunities Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
26
Tower Research Capital (TRC)
New York
| $59K | +$62.6K | +2,959 | New |
|
|
AWM
27
Avior Wealth Management
Omaha,
Nebraska
| $51K | – | – | – |
|
|
BAM
28
Bruderman Asset Management
Locust Valley,
New York
| $48K | – | – | – |
|
29
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $44K | +$10.6K | +500 | +29% |
|
30
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $29K | +$782 | +37 | +3% |
|
|
WEC
31
Winslow Evans & Crocker
Boston,
Massachusetts
| $17.9K | – | – | – |
|
|
TDC
32
Thompson Davis & Co
Richmond,
Virginia
| $4K | – | – | – |
|
|
NFG
33
Next Financial Group
Houston,
Texas
| $2K | – | – | – |
|
|
LTFS
34
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$190K | -8,940 | Closed |
|
35
Creative Planning
Overland Park,
Kansas
| – | -$78K | -3,657 | Closed |
|
36
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$12K | -550 | Closed |
|
|
MFBTD
37
MB Financial Bank - Trust Department
Rosemont,
Illinois
| – | -$9K | -408 | Closed |
|