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Guggenheim Strategic Opportunities Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RIA
26
Regal Investment Advisors
Kentwood,
Michigan
| $5K | – | – | – |
|
|
TDC
27
Thompson Davis & Co
Richmond,
Virginia
| $4K | – | – | – |
|
|
NFG
28
Next Financial Group
Houston,
Texas
| $3K | +$3.26K | +150 | New |
|
29
Cohen & Steers
New York
| – | -$294K | -13,385 | Closed |
|
|
BRWA
30
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$110K | -5,015 | Closed |
|
|
TRCT
31
Tower Research Capital (TRC)
New York
| – | -$5K | -243 | Closed |
|