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Guggenheim Strategic Opportunities Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TDC
26
Thompson Davis & Co
Richmond,
Virginia
| $4K | +$4.36K | +200 | New |
|
27
Ameriprise
Minneapolis,
Minnesota
| – | -$142K | -6,454 | Closed |
|
|
LTFS
28
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$100K | -4,550 | Closed |
|
|
WA
29
Waverly Advisors
Birmingham,
Alabama
| – | -$51K | -2,320 | Closed |
|
|
NES
30
New England Securities
New York
| – | -$49K | -2,225 | Closed |
|