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Gladstone Capital

68 hedge funds and large institutions have $42M invested in Gladstone Capital in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

411% more call options, than puts

Call options by funds: $710K | Put options by funds: $139K

38% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 16

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

3% more funds holding

Funds holding: 6668 (+2)

5% more capital invested

Capital invested by funds: $40.1M → $42M (+$1.88M)

0.11% more ownership

Funds ownership: 5.18%5.29% (+0.11%)

Holders
68
Holders Change
+2
Holders Change %
+3.03%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
22
Reduced
16
Closed
11
Calls
$710K
Puts
$139K
Net Calls
+$571K
Net Calls Change
-$284K
Name Holding Trade Value Shares
Change
Change in
Stake
NFG
51
Next Financial Group
Texas
$24K +$17.7K +767 +295%
GWM
52
Geneos Wealth Management
Colorado
$23K -$4.24K -183 -15%
PI
53
PEAK6 Investments
Illinois
$23K +$6.29K +272 +37%
TCWM
54
Total Clarity Wealth Management
Illinois
$23K +$23.3K +1,006 New
PP
55
PFS Partners
New Jersey
$17.8K +$17.8K +770 New
UB
56
UMB Bank
Missouri
$17K +$17.4K +750 New
BNP Paribas Financial Markets
57
BNP Paribas Financial Markets
France
$15.1K +$15.1K +651 New
APA
58
American Portfolios Advisors
New York
$12.7K
WOC
59
West Oak Capital
California
$9K -$2.31K -100 -20%
AA
60
AlphaMark Advisors
Kentucky
$5K
Simplex Trading
61
Simplex Trading
Illinois
$3K -$49.6K -2,144 -93%
TRCT
62
Tower Research Capital (TRC)
New York
$3K -$21.7K -939 -87%
OF
63
Outfitter Financial
Maine
$3K +$2.89K +125 New
VNA
64
Valley National Advisers
Pennsylvania
$2K
APW
65
Aurora Private Wealth
New Jersey
-$823K -36,438 Closed
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
-$437K -19,338 Closed
BW
67
Bison Wealth
Georgia
-$366K -16,190 Closed
TWA
68
TCI Wealth Advisors
Arizona
-$206K -9,111 Closed
RJFSA
69
Raymond James Financial Services Advisors
Florida
-$150K -6,655 Closed
CFA
70
Cahill Financial Advisors
Minnesota
-$12K -534 Closed
HFS
71
Horizon Financial Services
North Carolina
-$11K -500 Closed
MAM
72
McCarthy Asset Management
California
-$7K -319 Closed
Bank of America
73
Bank of America
North Carolina
-$5K -218 Closed
HI
74
Harbour Investments
Wisconsin
-$5K -200 Closed
PA
75
Parallel Advisors
California
+$185 +8 New

GLAD Hedge Fund Activity: Q4 2021 in Review

68 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2021, worth a combined $42M — up 4.7% from $40.1M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GLAD positions and 11 closed out — a net gain of 2 holders — while 22 added to existing stakes and 16 trimmed.

The largest buyer was VanEck Associates, adding an estimated $448K. The largest seller was Aurora Private Wealth, exiting entirely with an estimated $823K sold.

  • 68 institutional investors held Gladstone Capital (GLAD) as of Q4 2021, up from 66 in Q3 2021.
  • Funds reported $42M of Gladstone Capital stock for Q4 2021, up 4.7% quarter-over-quarter.
  • 13 funds opened new Gladstone Capital positions in Q4 2021 and 11 closed out, a net change of +2 holders.
  • The largest Gladstone Capital buyer in Q4 2021 was VanEck Associates, an estimated $448K added.
  • The largest Gladstone Capital seller in Q4 2021 was Aurora Private Wealth, an estimated $823K sold.

Based on aggregated 13F filings for Q4 2021.