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Gladstone Capital
GLAD

Overview Fund Activity

62 hedge funds and large institutions have $18.6M invested in Gladstone Capital in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 8 closing their positions.

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
17
Reduced
16
Closed
8
Calls
$82K
Puts
$145K
Net Calls
-$63K
Net Calls Change
-$598K

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$256K
2
UBS Group
2
UBS Group
Switzerland
$3.56M
3
VKH
3
Virtu KCG Holdings
New York
$233K
4
Millennium Management
4
Millennium Management
New York
$165K
5
NFA
5
Nuveen Fund Advisors
Illinois
$563K

Top Sellers

1
CIM
1
Confluence Investment Management
Missouri
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$1.31M
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$219K
4
Deutsche Bank
4
Deutsche Bank
Germany
$0
5
AIM
5
Acrospire Investment Management
Illinois
$27K
Name Holding Trade Value Shares
Change 		Shares
Change %
AWMS
51
Advocacy Wealth Management Services
Georgia
$11K – – –
NFG
52
Next Financial Group
Texas
$11K +$11K +692 New
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$10K -$3K -200 -23%
Bank of America
54
Bank of America
North Carolina
$9K – – –
HI
55
Hudock Inc
Pennsylvania
$6K – – –
Manulife (Manufacturers Life Insurance)
56
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K -$6.68K -381 -57%
HR
57
Howe & Rusling
New York
$5K – – –
TRCT
58
Tower Research Capital (TRC)
New York
$5K +$5K +285 New
ARMC
59
American Research & Management Company
Massachusetts
$3K – – –
AIM
60
Advantage Investment Management
Iowa
$2K +$2K +150 New
PCM
61
Penserra Capital Management
California
$2K +$2K +157 New
CIM
62
Confluence Investment Management
Missouri
– -$717K -49,523 Closed
Deutsche Bank
63
Deutsche Bank
Germany
– -$151K -10,539 Closed
Northern Trust
64
Northern Trust
Illinois
– -$81K -5,618 Closed
CIBC World Market
65
CIBC World Market
Ontario, Canada
– -$75K -5,154 Closed
PG
66
PEAK6 Group
Illinois
– -$38K -2,595 Closed
Simplex Trading
67
Simplex Trading
Illinois
– -$7K -487 Closed
ST
68
Spot Trading
Illinois
– -$2K -144 Closed
Barclays
69
Barclays
United Kingdom
– -$1K -40 Closed
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