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Gladstone Capital
GLAD

62 hedge funds and large institutions have $18.6M invested in Gladstone Capital in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

11% more capital invested

Capital invested by funds: $16.7M → $18.6M (+$1.81M)

5% more funds holding

Funds holding: 59 → 62 (+3)

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

43% less call options, than puts

Call options by funds: $82K | Put options by funds: $145K

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
17
Reduced
16
Closed
8
Calls
$82K
Puts
$145K
Net Calls
-$63K
Net Calls Change
-$598K

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$257K
2
UBS Group
UBS Group
Switzerland
+$240K
3
VKH
Virtu KCG Holdings
New York
+$234K
4
Millennium Management
Millennium Management
New York
+$166K
5
NFA
Nuveen Fund Advisors
Illinois
+$132K

Top Sellers

Rank Fund Capital Flow
1
CIM
Confluence Investment Management
Missouri
-$717K
2
Morgan Stanley
Morgan Stanley
New York
-$497K
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$184K
4
Deutsche Bank
Deutsche Bank
Germany
-$151K
5
AIM
Acrospire Investment Management
Illinois
-$86.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWMS
51
Advocacy Wealth Management Services
Georgia
$11K – – –
NFG
52
Next Financial Group
Texas
$11K +$11.3K +692 New
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$10K -$3.26K -200 -23%
Bank of America
54
Bank of America
North Carolina
$9K – – –
HI
55
Hudock Inc
Pennsylvania
$6K – – –
Manulife (Manufacturers Life Insurance)
56
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K -$6.22K -381 -57%
HR
57
Howe & Rusling
New York
$5K – – –
TRCT
58
Tower Research Capital (TRC)
New York
$5K +$4.65K +285 New
ARMC
59
American Research & Management Company
Massachusetts
$3K – – –
AIM
60
Advantage Investment Management
Iowa
$2K +$2.45K +150 New
PCM
61
Penserra Capital Management
California
$2K +$2.56K +157 New
CIM
62
Confluence Investment Management
Missouri
– -$717K -49,523 Closed
Deutsche Bank
63
Deutsche Bank
Germany
– -$151K -10,539 Closed
Northern Trust
64
Northern Trust
Illinois
– -$81K -5,618 Closed
CIBC World Market
65
CIBC World Market
Ontario, Canada
– -$75K -5,154 Closed
PG
66
PEAK6 Group
Illinois
– -$38K -2,595 Closed
Simplex Trading
67
Simplex Trading
Illinois
– -$7.95K -487 Closed
ST
68
Spot Trading
Illinois
– -$2K -144 Closed
Barclays
69
Barclays
United Kingdom
– -$1K -40 Closed
1 2
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GLAD Hedge Fund Activity: Q3 2016 in Review

62 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2016, worth a combined $18.6M — up 11% from $16.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GLAD positions and 8 closed out — a net gain of 3 holders — while 17 added to existing stakes and 16 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $257K. The largest seller was Confluence Investment Management, exiting entirely with an estimated $717K sold.

  • 62 institutional investors held Gladstone Capital (GLAD) as of Q3 2016, up from 59 in Q2 2016.
  • Funds reported $18.6M of Gladstone Capital stock for Q3 2016, up 11% quarter-over-quarter.
  • 11 funds opened new Gladstone Capital positions in Q3 2016 and 8 closed out, a net change of +3 holders.
  • The largest Gladstone Capital buyer in Q3 2016 was Goldman Sachs, an estimated $257K added.
  • The largest Gladstone Capital seller in Q3 2016 was Confluence Investment Management, an estimated $717K sold.

Based on aggregated 13F filings for Q3 2016.