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Gladstone Capital
GLAD

62 hedge funds and large institutions have $27M invested in Gladstone Capital in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

2% more funds holding

Funds holding: 61 → 62 (+1)

7% less capital invested

Capital invested by funds: $29.2M → $27M (-$2.13M)

32% less call options, than puts

Call options by funds: $126K | Put options by funds: $184K

42% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 24

Holders
62
Holders Change
+1
Holders Change %
+1.64%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
14
Reduced
24
Closed
8
Calls
$126K
Puts
$184K
Net Calls
-$58K
Net Calls Change
+$94K

Top Buyers

Rank Fund Capital Flow
1
UCFA
United Capital Financial Advisors
Texas
+$479K
2
Morgan Stanley
Morgan Stanley
New York
+$280K
3
VanEck Associates
VanEck Associates
New York
+$176K
4
VKH
Virtu KCG Holdings
New York
+$146K
5
CIBC World Market
CIBC World Market
Ontario, Canada
+$144K

Top Sellers

Rank Fund Capital Flow
1
CIM
Confluence Investment Management
Missouri
-$940K
2
Goldman Sachs
Goldman Sachs
New York
-$696K
3
Two Sigma Advisers
Two Sigma Advisers
New York
-$547K
4
AAM
Advisors Asset Management
Colorado
-$520K
5
SCM
Sterling Capital Management
North Carolina
-$448K
Name Holding Trade Value Shares
Change 		Change in
Stake
WEC
51
Winslow Evans & Crocker
Massachusetts
$21.9K – – –
MFS
52
MSI Financial Services
Massachusetts
$20K -$79.4K -4,479 -79%
TRCT
53
Tower Research Capital (TRC)
New York
$14K -$84.2K -4,745 -85%
PI
54
PineBridge Investments
New York
$13K +$13.8K +777 New
Simplex Trading
55
Simplex Trading
Illinois
$11K +$11.3K +639 New
EWM
56
Evercore Wealth Management
New York
$8K +$8.87K +500 New
HI
57
Hudock Inc
Pennsylvania
$7K – – –
AIG
58
American International Group
New York
$3.36K +$53 +3 +2%
TCM
59
Tradewinds Capital Management
Washington
$3K +$2.71K +153 New
AC
60
Alexandria Capital
Virginia
$2K – – –
Citigroup
61
Citigroup
New York
$2K – – –
US Bancorp
62
US Bancorp
Minnesota
$2K – – –
SCM
63
Sterling Capital Management
North Carolina
– -$448K -25,532 Closed
MERSOM
64
Municipal Employees' Retirement System of Michigan
Michigan
– -$328K -18,700 Closed
Jane Street
65
Jane Street
New York
– -$163K -9,276 Closed
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
– -$113K -6,463 Closed
Group One Trading
67
Group One Trading
Illinois
– -$40K -2,258 Closed
Ameriprise
68
Ameriprise
Minnesota
– -$26K -1,486 Closed
NFG
69
Next Financial Group
Texas
– -$6K -350 Closed
PTC
70
Private Trust Company
Ohio
– -$3K -188 Closed
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GLAD Hedge Fund Activity: Q4 2014 in Review

62 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2014, worth a combined $27M — down 7.3% from $29.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GLAD positions and 8 closed out — a net gain of 3 holders — while 14 added to existing stakes and 24 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $479K. The largest seller was Confluence Investment Management, cutting an estimated $940K.

  • 62 institutional investors held Gladstone Capital (GLAD) as of Q4 2014, up from 61 in Q3 2014.
  • Funds reported $27M of Gladstone Capital stock for Q4 2014, down 7.3% quarter-over-quarter.
  • 11 funds opened new Gladstone Capital positions in Q4 2014 and 8 closed out, a net change of +3 holders.
  • The largest Gladstone Capital buyer in Q4 2014 was United Capital Financial Advisors, an estimated $479K added.
  • The largest Gladstone Capital seller in Q4 2014 was Confluence Investment Management, an estimated $940K sold.

Based on aggregated 13F filings for Q4 2014.