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Gladstone Capital

78 hedge funds and large institutions have $50.3M invested in Gladstone Capital in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 21

6% more capital invested

Capital invested by funds: $47.3M → $50.3M (+$2.95M)

3% less funds holding

Funds holding: 8078 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $47K

Holders
78
Holders Change
-2
Holders Change %
-2.5%
% of All Funds
2.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
35
Reduced
21
Closed
7
Calls
Puts
$47K
Net Calls
-$47K
Net Calls Change
-$54K
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
51
Royal Bank of Canada
Ontario, Canada
$97K +$4.7K +276 +5%
AQR Capital Management
52
AQR Capital Management
Connecticut
$96K
RFC
53
Russell Frank Company
Washington
$93K +$50.5K +2,968 +125%
HFS
54
HL Financial Services
Kentucky
$92K +$89.3K +5,250 New
VFS
55
VSR Financial Services
Kansas
$91K -$132K -7,775 -60%
Geode Capital Management
56
Geode Capital Management
Massachusetts
$89K +$86.5K +5,086 New
BA
57
BlackRock Advisors
Delaware
$86K +$1.5K +88 +2%
Wells Fargo
58
Wells Fargo
California
$60K +$851 +50 +1%
Ameriprise
59
Ameriprise
Minnesota
$45K +$8.51K +500 +24%
BPBT
60
Boston Private Bank & Trust
Massachusetts
$44K
Citigroup
61
Citigroup
New York
$39K -$44.6K -2,621 -54%
Bank of America
62
Bank of America
North Carolina
$36K -$5.89K -346 -14%
WA
63
WFG Advisors
Texas
$35K +$14.2K +832 +71%
Teacher Retirement System of Texas
64
Teacher Retirement System of Texas
Texas
$23K +$10.4K +613 +90%
Creative Planning
65
Creative Planning
Kansas
$20K -$14.6K -856 -43%
Barclays
66
Barclays
United Kingdom
$15K +$4.59K +270 +42%
SGAM
67
Smith Group Asset Management
Texas
$14K +$14K +820 New
PTC
68
Private Trust Company
Ohio
$13K +$12.8K +750 New
California Public Employees Retirement System
69
California Public Employees Retirement System
California
$8K
BlackRock
70
BlackRock
New York
$7K
HI
71
Hudock Inc
Pennsylvania
$7K
US Bancorp
72
US Bancorp
Minnesota
$7K
TRCT
73
Tower Research Capital (TRC)
New York
$6K -$23.4K -1,373 -80%
AC
74
Alexandria Capital
Virginia
$2K
FHA
75
First Horizon Advisors
Tennessee
$2K +$1.91K +112 New

GLAD Hedge Fund Activity: Q3 2013 in Review

78 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2013, worth a combined $50.3M — up 6.2% from $47.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of GLAD and 6 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 35 added.

The largest buyer was BlackRock Fund Advisors, adding an estimated $558K. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $1.39M sold.

  • 78 institutional investors held Gladstone Capital (GLAD) as of Q3 2013, down from 80 in Q2 2013.
  • Funds reported $50.3M of Gladstone Capital stock for Q3 2013, up 6.2% quarter-over-quarter.
  • 6 funds opened new Gladstone Capital positions in Q3 2013 and 7 closed out, a net change of -1 holder.
  • The largest Gladstone Capital buyer in Q3 2013 was BlackRock Fund Advisors, an estimated $558K added.
  • The largest Gladstone Capital seller in Q3 2013 was United Capital Financial Advisors, an estimated $1.39M sold.

Based on aggregated 13F filings for Q3 2013.