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Gladstone Capital

86 hedge funds and large institutions have $52.1M invested in Gladstone Capital in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 23 increasing their positions, 35 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

237% more call options, than puts

Call options by funds: $906K | Put options by funds: $269K

1% more funds holding

Funds holding: 8586 (+1)

7% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 14

3.33% less ownership

Funds ownership: 8.93%5.6% (-3.3%)

22% less capital invested

Capital invested by funds: $66.5M → $52.1M (-$14.4M)

34% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 35

Holders
86
Holders Change
+1
Holders Change %
+1.18%
% of All Funds
1.25%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
23
Reduced
35
Closed
14
Calls
$906K
Puts
$269K
Net Calls
+$637K
Net Calls Change
+$165K
Name Holding Trade Value Shares
Change
Change in
Stake
JF
26
Jump Financial
Illinois
$389K -$264K -13,232 -42%
Canada Life
27
Canada Life
Manitoba, Canada
$359K -$48.3K -2,419 -13%
IAIM
28
International Assets Investment Management
Florida
$343K +$78.8K +3,948 +33%
Osaic Holdings
29
Osaic Holdings
Arizona
$328K -$141K -7,087 -32%
UBS Group
30
UBS Group
Switzerland
$300K +$156K +7,809 +126%
AFG
31
Atomi Financial Group
New York
$269K +$251K +12,568 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$256K +$23K +1,153 +11%
NA
33
NewEdge Advisors
Louisiana
$236K +$220K +11,026 New
Qube Research & Technologies (QRT)
34
Qube Research & Technologies (QRT)
United Kingdom
$234K -$257K -12,858 -54%
PAG
35
Private Advisor Group
New Jersey
$210K +$16.4K +820 +9%
Deutsche Bank
36
Deutsche Bank
Germany
$204K
XF
37
XML Financial
Maryland
$188K +$3.27K +164 +2%
DC
38
Davenport & Co
Virginia
$185K -$9.98K -500 -5%
CAN
39
Cetera Advisor Networks
California
$184K -$5.99K -300 -3%
GC
40
Grimes & Company
Massachusetts
$173K -$220 -11 -0.1%
EGA
41
Eagle Global Advisors
Texas
$172K +$21.5K +1,075 +15%
HAM
42
Harmony Asset Management
Arizona
$161K +$150K +7,500 New
GLA
43
Good Life Advisors
Pennsylvania
$160K +$1.04K +52 +0.7%
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$158K -$48.9K -2,449 -25%
WS
45
Wedbush Securities
California
$156K +$699 +35 +0.5%
HF
46
HRT Financial
New York
$154K +$145K +7,242 New
WA
47
Wambolt & Associates
Colorado
$154K -$40.7K -2,041 -22%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$146K +$136K +6,819 New
William Blair & Company
49
William Blair & Company
Illinois
$143K +$1.06K +53 +0.8%
AWM
50
AE Wealth Management
Kansas
$139K +$129K +6,448 New

GLAD Hedge Fund Activity: Q4 2023 in Review

86 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2023, worth a combined $52.1M — down 22% from $66.5M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new GLAD positions and 14 closed out — a net gain of 1 holder — while 23 added to existing stakes and 35 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.45M. The largest seller was Millennium Management, cutting an estimated $6.38M.

  • 86 institutional investors held Gladstone Capital (GLAD) as of Q4 2023, up from 85 in Q3 2023.
  • Funds reported $52.1M of Gladstone Capital stock for Q4 2023, down 22% quarter-over-quarter.
  • 15 funds opened new Gladstone Capital positions in Q4 2023 and 14 closed out, a net change of +1 holder.
  • The largest Gladstone Capital buyer in Q4 2023 was Morgan Stanley, an estimated $1.45M added.
  • The largest Gladstone Capital seller in Q4 2023 was Millennium Management, an estimated $6.38M sold.

Based on aggregated 13F filings for Q4 2023.