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Gladstone Capital

68 hedge funds and large institutions have $42M invested in Gladstone Capital in 2021 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

411% more call options, than puts

Call options by funds: $710K | Put options by funds: $139K

38% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 16

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

3% more funds holding

Funds holding: 6668 (+2)

5% more capital invested

Capital invested by funds: $40.1M → $42M (+$1.88M)

0.11% more ownership

Funds ownership: 5.18%5.29% (+0.11%)

Holders
68
Holders Change
+2
Holders Change %
+3.03%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
22
Reduced
16
Closed
11
Calls
$710K
Puts
$139K
Net Calls
+$571K
Net Calls Change
-$284K
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$308K +$12.8K +551 +4%
Osaic Holdings
27
Osaic Holdings
Arizona
$302K -$4.1K -177 -1%
AFP
28
Ausdal Financial Partners
Iowa
$283K +$52.5K +2,271 +23%
AWM
29
Axxcess Wealth Management
California
$282K +$282K +12,182 New
Deutsche Bank
30
Deutsche Bank
Germany
$278K
DC
31
Davenport & Co
Virginia
$260K
WA
32
Wambolt & Associates
Colorado
$231K -$1.99K -86 -0.9%
RFN
33
RDA Financial Network
Iowa
$209K
RJA
34
Raymond James & Associates
Florida
$209K +$2.89K +125 +1%
Wells Fargo
35
Wells Fargo
California
$181K +$49.8K +2,153 +38%
WS
36
Wedbush Securities
California
$176K +$463 +20 +0.3%
Citadel Advisors
37
Citadel Advisors
Florida
$176K +$175K +7,567 New
GLA
38
Good Life Advisors
Pennsylvania
$163K +$1.25K +54 +0.8%
D.E. Shaw & Co
39
D.E. Shaw & Co
New York
$155K -$1.04K -45 -0.7%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$146K +$69 +3 +0%
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$140K +$3.1K +134 +2%
XF
42
XML Financial
Maryland
$132K +$2.2K +95 +2%
SC
43
SouthState Corp
Florida
$128K +$128K +5,517 New
JF
44
Jump Financial
Illinois
$122K +$121K +5,250 New
PAG
45
Private Advisor Group
New Jersey
$121K
Canada Life
46
Canada Life
Manitoba, Canada
$120K -$3.7K -160 -3%
National Bank of Canada
47
National Bank of Canada
Quebec, Canada
$103K +$103K +4,450 New
Carson Wealth (CWM LLC)
48
Carson Wealth (CWM LLC)
Nebraska
$67K +$66.8K +2,888 New
CWC
49
Carolinas Wealth Consulting
North Carolina
$48K
US Bancorp
50
US Bancorp
Minnesota
$46K

GLAD Hedge Fund Activity: Q4 2021 in Review

68 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2021, worth a combined $42M — up 4.7% from $40.1M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GLAD positions and 11 closed out — a net gain of 2 holders — while 22 added to existing stakes and 16 trimmed.

The largest buyer was VanEck Associates, adding an estimated $448K. The largest seller was Aurora Private Wealth, exiting entirely with an estimated $823K sold.

  • 68 institutional investors held Gladstone Capital (GLAD) as of Q4 2021, up from 66 in Q3 2021.
  • Funds reported $42M of Gladstone Capital stock for Q4 2021, up 4.7% quarter-over-quarter.
  • 13 funds opened new Gladstone Capital positions in Q4 2021 and 11 closed out, a net change of +2 holders.
  • The largest Gladstone Capital buyer in Q4 2021 was VanEck Associates, an estimated $448K added.
  • The largest Gladstone Capital seller in Q4 2021 was Aurora Private Wealth, an estimated $823K sold.

Based on aggregated 13F filings for Q4 2021.