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Gladstone Capital
GLAD

63 hedge funds and large institutions have $35.4M invested in Gladstone Capital in 2017 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 14 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

4,906% more call options, than puts

Call options by funds: $901K | Put options by funds: $18K

57% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 14

0.17% less ownership

Funds ownership: 7.49% → 7.32% (-0.17%)

1% less capital invested

Capital invested by funds: $35.9M → $35.4M (-$497K)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

5% less funds holding

Funds holding: 66 → 63 (-3)

Holders
63
Holders Change
-3
Holders Change %
-4.55%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
22
Reduced
14
Closed
13
Calls
$901K
Puts
$18K
Net Calls
+$883K
Net Calls Change
+$559K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$1.82M
2
UBS Group
UBS Group
Switzerland
+$959K
3
AAM
Advisors Asset Management
Colorado
+$568K
4
VanEck Associates
VanEck Associates
New York
+$481K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$201K

Top Sellers

Rank Fund Capital Flow
1
Norges Bank
Norges Bank
Norway
-$785K
2
DTL
Dynamic Technology Lab
Singapore
-$781K
3
Two Sigma Investments
Two Sigma Investments
New York
-$596K
4
Millennium Management
Millennium Management
New York
-$344K
5
Goldman Sachs
Goldman Sachs
New York
-$338K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$212K -$32.1K -1,720 -13%
WEC
27
Winslow Evans & Crocker
Massachusetts
$145K +$85.9K +4,600 +151%
FIM
28
Freedom Investment Management
Connecticut
$141K +$139K +7,424 New
EGA
29
Eagle Global Advisors
Texas
$137K +$135K +7,240 New
FFEC
30
First Financial Equity Corporation
Arizona
$135K +$139K +7,442 New
FFA
31
First Foundation Advisors
California
$121K – – –
WA
32
WFG Advisors
Texas
$121K +$3.06K +164 +3%
SFA
33
Sequoia Financial Advisors
Ohio
$115K -$3.1K -166 -3%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$113K – – –
Citadel Advisors
35
Citadel Advisors
Florida
$109K +$107K +5,733 New
Citigroup
36
Citigroup
New York
$107K +$11.9K +638 +13%
HFS
37
HL Financial Services
Kentucky
$106K +$104K +5,588 New
CAS
38
Cue Advisory Services
Arizona
$98K – – –
TWA
39
TCI Wealth Advisors
Arizona
$96K -$12K -642 -11%
IA
40
IFP Advisors
Florida
$76K – – –
Wells Fargo
41
Wells Fargo
California
$59K – – –
DADC
42
D.A. Davidson & Co
Montana
$50K +$50.2K +2,685 New
DOA
43
D'Orazio & Associates
Virginia
$47K -$9.23K -494 -17%
US Bancorp
44
US Bancorp
Minnesota
$46K – – –
AIM
45
Advantage Investment Management
Iowa
$44K +$39.2K +2,098 +882%
AG
46
Advisor Group
Arizona
$42K +$2.8K +150 +7%
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$33K – – –
Creative Planning
48
Creative Planning
Kansas
$29K +$7.21K +386 +34%
GT
49
Glenmede Trust
Pennsylvania
$28K – – –
TRCT
50
Tower Research Capital (TRC)
New York
$25K +$24.7K +1,324 New
1
2
3

GLAD Hedge Fund Activity: Q1 2017 in Review

63 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q1 2017, worth a combined $35.4M — down 1.4% from $35.9M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GLAD and 12 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 22 added.

The largest buyer was BlackRock, opening a new position worth an estimated $1.82M. The largest seller was Norges Bank, exiting entirely with an estimated $785K sold.

  • 63 institutional investors held Gladstone Capital (GLAD) as of Q1 2017, down from 66 in Q4 2016.
  • Funds reported $35.4M of Gladstone Capital stock for Q1 2017, down 1.4% quarter-over-quarter.
  • 12 funds opened new Gladstone Capital positions in Q1 2017 and 13 closed out, a net change of -1 holder.
  • The largest Gladstone Capital buyer in Q1 2017 was BlackRock, an estimated $1.82M added.
  • The largest Gladstone Capital seller in Q1 2017 was Norges Bank, an estimated $785K sold.

Based on aggregated 13F filings for Q1 2017.