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Gladstone Capital
GLAD

62 hedge funds and large institutions have $18.6M invested in Gladstone Capital in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

11% more capital invested

Capital invested by funds: $16.7M → $18.6M (+$1.81M)

5% more funds holding

Funds holding: 59 → 62 (+3)

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

43% less call options, than puts

Call options by funds: $82K | Put options by funds: $145K

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
17
Reduced
16
Closed
8
Calls
$82K
Puts
$145K
Net Calls
-$63K
Net Calls Change
-$598K

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$257K
2
UBS Group
UBS Group
Switzerland
+$240K
3
VKH
Virtu KCG Holdings
New York
+$234K
4
Millennium Management
Millennium Management
New York
+$166K
5
NFA
Nuveen Fund Advisors
Illinois
+$132K

Top Sellers

Rank Fund Capital Flow
1
CIM
Confluence Investment Management
Missouri
-$717K
2
Morgan Stanley
Morgan Stanley
New York
-$497K
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$184K
4
Deutsche Bank
Deutsche Bank
Germany
-$151K
5
AIM
Acrospire Investment Management
Illinois
-$86.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Investments
26
Two Sigma Investments
New York
$192K +$60.5K +3,707 +46%
Millennium Management
27
Millennium Management
New York
$165K +$166K +10,150 New
Koshinski Asset Management
28
Koshinski Asset Management
Illinois
$161K +$996 +61 +0.6%
Creative Planning
29
Creative Planning
Kansas
$146K -$21.8K -1,334 -13%
TWA
30
TCI Wealth Advisors
Arizona
$130K +$3.4K +208 +3%
WA
31
WFG Advisors
Texas
$117K -$11.3K -695 -9%
Citadel Advisors
32
Citadel Advisors
Florida
$109K +$109K +6,694 New
RJA
33
Raymond James & Associates
Florida
$106K +$107K +6,528 New
FFA
34
First Foundation Advisors
California
$103K – – –
MFS
35
MSI Financial Services
Massachusetts
$102K -$3.26K -200 -3%
Citigroup
36
Citigroup
New York
$98K +$2.86K +175 +3%
AFP
37
Ausdal Financial Partners
Iowa
$97K – – –
SFA
38
Sequoia Financial Advisors
Ohio
$86K -$24.1K -1,479 -22%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$70K – – –
IA
40
IFP Advisors
Florida
$65K +$1.63K +100 +3%
Wells Fargo
41
Wells Fargo
California
$60K +$12.7K +778 +26%
Group One Trading
42
Group One Trading
Illinois
$50K +$50.3K +3,083 New
DOA
43
D'Orazio & Associates
Virginia
$48K +$114 +7 +0.2%
WEC
44
Winslow Evans & Crocker
Massachusetts
$47.6K +$16.3K +1,000 +52%
US Bancorp
45
US Bancorp
Minnesota
$39K – – –
AG
46
Advisor Group
Arizona
$33K – – –
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$28K – – –
AIM
48
Acrospire Investment Management
Illinois
$27K -$86.4K -5,292 -76%
GT
49
Glenmede Trust
Pennsylvania
$23K – – –
JP Morgan Chase
50
JP Morgan Chase
New York
$16K – – –
1
2
3

GLAD Hedge Fund Activity: Q3 2016 in Review

62 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2016, worth a combined $18.6M — up 11% from $16.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GLAD positions and 8 closed out — a net gain of 3 holders — while 17 added to existing stakes and 16 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $257K. The largest seller was Confluence Investment Management, exiting entirely with an estimated $717K sold.

  • 62 institutional investors held Gladstone Capital (GLAD) as of Q3 2016, up from 59 in Q2 2016.
  • Funds reported $18.6M of Gladstone Capital stock for Q3 2016, up 11% quarter-over-quarter.
  • 11 funds opened new Gladstone Capital positions in Q3 2016 and 8 closed out, a net change of +3 holders.
  • The largest Gladstone Capital buyer in Q3 2016 was Goldman Sachs, an estimated $257K added.
  • The largest Gladstone Capital seller in Q3 2016 was Confluence Investment Management, an estimated $717K sold.

Based on aggregated 13F filings for Q3 2016.