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Gladstone Capital

78 hedge funds and large institutions have $50.3M invested in Gladstone Capital in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 21

6% more capital invested

Capital invested by funds: $47.3M → $50.3M (+$2.95M)

3% less funds holding

Funds holding: 8078 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $47K

Holders
78
Holders Change
-2
Holders Change %
-2.5%
% of All Funds
2.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
35
Reduced
21
Closed
7
Calls
Puts
$47K
Net Calls
-$47K
Net Calls Change
-$54K
Name Holding Trade Value Shares
Change
Change in
Stake
Boston Partners
26
Boston Partners
Massachusetts
$524K -$7.4K -435 -1%
PAM
27
Panagora Asset Management
Massachusetts
$503K +$15.1K +886 +3%
MAM
28
Martingale Asset Management
Massachusetts
$480K +$85 +5 +0%
AllianceBernstein
29
AllianceBernstein
Tennessee
$449K -$9.43K -554 -2%
Millennium Management
30
Millennium Management
New York
$408K +$96.8K +5,691 +32%
LPL Financial
31
LPL Financial
California
$371K +$6.98K +410 +2%
California State Teachers Retirement System (CalSTRS)
32
California State Teachers Retirement System (CalSTRS)
California
$331K +$11.2K +656 +4%
TA
33
Teachers Advisors
New York
$282K +$22.6K +1,331 +9%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$275K +$268K +15,772 New
RhumbLine Advisers
35
RhumbLine Advisers
Massachusetts
$275K +$12K +703 +5%
DnB Asset Management
36
DnB Asset Management
Norway
$258K +$851 +50 +0.3%
NFA
37
Nationwide Fund Advisors
Ohio
$250K +$4.66K +274 +2%
Charles Schwab
38
Charles Schwab
California
$249K
State Board of Administration of Florida Retirement System
39
State Board of Administration of Florida Retirement System
Florida
$241K
VanEck Associates
40
VanEck Associates
New York
$235K +$59.6K +3,503 +35%
VOYA Investment Management
41
VOYA Investment Management
Georgia
$223K
BA
42
Bard Associates
Illinois
$189K -$5.53K -325 -3%
RAM
43
Redmond Asset Management
Virginia
$178K -$26.6K -1,566 -13%
MLICM
44
Metropolitan Life Insurance Company (MetLife)
New York
$166K
Swiss National Bank
45
Swiss National Bank
Switzerland
$165K
Legal & General Group
46
Legal & General Group
United Kingdom
$129K +$18.9K +1,111 +18%
AIG
47
American International Group
New York
$128K -$3.3K -194 -3%
ProShare Advisors
48
ProShare Advisors
Maryland
$116K -$1.82K -107 -2%
GMIM
49
General Motors Investment Management
New York
$110K
UBS AM
50
UBS AM
Illinois
$105K

GLAD Hedge Fund Activity: Q3 2013 in Review

78 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2013, worth a combined $50.3M — up 6.2% from $47.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of GLAD and 6 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 35 added.

The largest buyer was BlackRock Fund Advisors, adding an estimated $558K. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $1.39M sold.

  • 78 institutional investors held Gladstone Capital (GLAD) as of Q3 2013, down from 80 in Q2 2013.
  • Funds reported $50.3M of Gladstone Capital stock for Q3 2013, up 6.2% quarter-over-quarter.
  • 6 funds opened new Gladstone Capital positions in Q3 2013 and 7 closed out, a net change of -1 holder.
  • The largest Gladstone Capital buyer in Q3 2013 was BlackRock Fund Advisors, an estimated $558K added.
  • The largest Gladstone Capital seller in Q3 2013 was United Capital Financial Advisors, an estimated $1.39M sold.

Based on aggregated 13F filings for Q3 2013.