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First Trust Materials AlphaDEX Fund
FXZ

Overview Fund Activity

60 hedge funds and large institutions have $698M invested in First Trust Materials AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 34 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
+12
Holders Change %
+25%
% of All Funds
1.73%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
15
Increased
34
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
+$145M
2
Bank of America
Bank of America
North Carolina
+$59M
3
BTS
BB&T Securities
Virginia
+$26.2M
4
PPA
Parametric Portfolio Associates
Washington
+$18.9M
5
Morgan Stanley
Morgan Stanley
New York
+$10.6M

Top Sellers

1
FA
FDx Advisors
Illinois
-$1.9M
2
BCM
Barometer Capital Management
Ontario, Canada
-$405K
3
SFU
Stonehage Fleming (UK)
United Kingdom
-$322K
4
CS
Credit Suisse
Switzerland
-$120K
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$89K
Name Holding Trade Value Shares
Change 		Shares
Change %
SI
26
Stephens Inc
Arkansas
$1.87M +$1.87M +56,077 New
CS
27
Credit Suisse
Switzerland
$1.51M -$120K -3,593 -7%
SFU
28
Stonehage Fleming (UK)
United Kingdom
$1.47M -$322K -9,670 -18%
PAG
29
Private Advisor Group
New Jersey
$1.04M +$502K +15,068 +94%
Deutsche Bank
30
Deutsche Bank
Germany
$829K +$397K +11,939 +92%
Goldman Sachs
31
Goldman Sachs
New York
$758K +$758K +22,762 New
PFS
32
Prospera Financial Services
Texas
$544K +$138K +4,134 +34%
Ameriprise
33
Ameriprise
Minnesota
$543K +$25.2K +756 +5%
SAM
34
Shamrock Asset Management
Texas
$453K +$151K +4,527 +50%
B
35
Baird
Wisconsin
$440K +$440K +13,218 New
JPMorgan Chase & Co
36
JPMorgan Chase & Co
New York
$437K -$89K -2,669 -17%
OC
37
Oppenheimer & Co
New York
$429K -$37.1K -1,115 -8%
AI
38
Atria Investments
North Carolina
$367K +$367K +11,027 New
RIA
39
Regal Investment Advisors
Michigan
$337K +$337K +10,106 New
FHC
40
First Heartland Consultants
Missouri
$334K +$334K +10,045 New
NA
41
Navellier & Associates
Nevada
$309K +$19.6K +588 +7%
Creative Planning
42
Creative Planning
Kansas
$303K +$303K +9,100 New
SB
43
Suntrust Banks
Georgia
$265K +$265K +7,972 New
AIM
44
Astor Investment Management
Illinois
$258K +$258K +7,745 New
FAAS
45
First Allied Advisory Services
California
$237K +$237K +7,092 New
HFS
46
HL Financial Services
Kentucky
$213K +$213K +6,386 New
WEC
47
Winslow Evans & Crocker
Massachusetts
$212K +$78K +2,342 +58%
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$133K +$133K +4,000 New
Citigroup
49
Citigroup
New York
$118K -$16.6K -501 -12%
LTFS
50
Ladenburg Thalmann Financial Services
Florida
$116K +$166 +5 +0.1%
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