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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TSS
101
Two Sigma Securities
New York
– -$386K -14,424 Closed
CIAS
102
Capital Investment Advisory Services
North Carolina
– -$330K -12,331 Closed
Jane Street
103
Jane Street
New York
– -$289K -10,776 Closed
FAAS
104
First Allied Advisory Services
California
– -$239K -8,906 Closed
MOS
105
MGO One Seven
Ohio
– -$84K -3,154 Closed
AIC
106
Ameritas Investment Company
Nebraska
– -$28K -1,041 Closed
CA
107
Claro Advisors
Massachusetts
– -$8K -300 Closed
RFC
108
Regions Financial Corp
Alabama
– -$7K -256 Closed