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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TSS
101
Two Sigma Securities
New York
-$386K -14,424 Closed
CIAS
102
Capital Investment Advisory Services
North Carolina
-$330K -12,331 Closed
Jane Street
103
Jane Street
New York
-$289K -10,776 Closed
FAAS
104
First Allied Advisory Services
California
-$239K -8,906 Closed
MOS
105
MGO One Seven
Ohio
-$84K -3,154 Closed
AIC
106
Ameritas Investment Company
Nebraska
-$28K -1,041 Closed
CA
107
Claro Advisors
Massachusetts
-$8K -300 Closed
RFC
108
Regions Financial Corp
Alabama
-$7K -256 Closed