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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
51
United Capital Financial Advisors
Texas
– -$2.14M -89,704 Closed
SAM
52
Shamrock Asset Management
Texas
– -$1.35M -56,539 Closed
NFG
53
Noven Financial Group
Colorado
– -$1.34M -56,213 Closed
VFS
54
VSR Financial Services
Kansas
– -$746K -31,249 Closed
FA
55
FDx Advisors
Illinois
– -$527K -22,079 Closed
Janney Montgomery Scott
56
Janney Montgomery Scott
Pennsylvania
– -$450K -18,855 Closed
JG
57
Jefferies Group
New York
– -$416K -17,420 Closed
NPC
58
National Planning Corporation
California
– -$248K -10,410 Closed
AP
59
Advisors Preferred
Maryland
– -$73.6K -3,083 Closed
US Bancorp
60
US Bancorp
Minnesota
– -$41K -1,710 Closed