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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ACA
151
Aptus Capital Advisors
Alabama
$501 – – –
GWANC
152
Guardian Wealth Advisors (North Carolina)
North Carolina
$501 – – –
SIS
153
Sound Income Strategies
Florida
$1 – – –
SL
154
Savior LLC
Massachusetts
– -$1.62M -92,876 Closed
TCM
155
Triumph Capital Management
Colorado
– -$1.07M -61,159 Closed
OL
156
Owen LaRue
Kentucky
– -$827K -47,500 Closed
LMKC
157
L.M. Kohn & Company
Ohio
– -$379K -21,745 Closed
IWM
158
IHT Wealth Management
Illinois
– -$347K -19,927 Closed
SFS
159
Sowell Financial Services
Arkansas
– -$336K -19,262 Closed
Qube Research & Technologies (QRT)
160
Qube Research & Technologies (QRT)
United Kingdom
– -$318K -18,237 Closed
WC
161
Waterloo Capital
Texas
– -$313K -17,942 Closed
AC
162
Anson Capital
Georgia
– -$285K -16,332 Closed
FEM
163
Fulcrum Equity Management
Texas
– -$277K -15,897 Closed
DIP
164
Davis Investment Partners
North Carolina
– -$258K -15,700 Closed
TI
165
tru Independence
Oregon
– -$263K -15,116 Closed
Fisher Asset Management
166
Fisher Asset Management
Washington
– -$229K -13,125 Closed
AR
167
Apeiron RIA
Texas
– -$215K -12,341 Closed
SCA
168
Snowden Capital Advisors
New York
– -$212K -12,177 Closed
CAPTRUST Financial Advisors
169
CAPTRUST Financial Advisors
North Carolina
– -$199K -11,418 Closed
WS
170
Wedbush Securities
California
– -$184K -10,538 Closed
Chevy Chase Trust
171
Chevy Chase Trust
Maryland
– -$183K -10,527 Closed
AWM
172
Apollon Wealth Management
South Carolina
– -$178K -10,203 Closed
DWMG
173
DB Wealth Management Group
California
– -$62.7K -3,598 Closed
FHA
174
First Horizon Advisors
Tennessee
– -$15.6K -894 Closed
ANBT
175
American National Bank & Trust
Texas
– -$7.42K -426 Closed