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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
126
Tower Research Capital (TRC)
New York
$49K -$357K -25,283 -89%
CIAS
127
Capital Investment Advisory Services
North Carolina
$48K -$48.1K -3,403 -53%
TFA
128
Transamerica Financial Advisors
Florida
$47K +$41.2K +2,916 New
MIM
129
MTM Investment Management
South Carolina
$43K
Koshinski Asset Management
130
Koshinski Asset Management
Illinois
$40.8K
CAPTRUST Financial Advisors
131
CAPTRUST Financial Advisors
North Carolina
$37K +$32.8K +2,320 New
CAL
132
Capital Analysts LLC
Pennsylvania
$35K -$11.3K -800 -27%
Fidelity Investments
133
Fidelity Investments
Massachusetts
$34K +$1.92K +136 +7%
CFD
134
Creative Financial Designs
Indiana
$30K
AP
135
Atwood & Palmer
Missouri
$22K
TAM
136
Tucker Asset Management
Colorado
$21.6K +$18K +1,271 +1,531%
APA
137
American Portfolios Advisors
New York
$14.1K +$10.4K +739 +499%
TWM
138
Tradition Wealth Management
Minnesota
$13K
FWM
139
Focused Wealth Management
New York
$10K
SPWG
140
Sage Private Wealth Group
Illinois
$10K +$28 +2 +0.3%
AF
141
Advisornet Financial
Minnesota
$10K +$42 +3 +0.5%
William Blair & Company
142
William Blair & Company
Illinois
$7K
AAP
143
Arax Advisory Partners
Colorado
$7K +$14 +1 +0.2%
WWMSC
144
Wagner Wealth Management (South Carolina)
South Carolina
$4K -$777 -55 -18%
LAS
145
Lloyd Advisory Services
Georgia
$4K +$933 +66 +34%
TFS
146
TrustCore Financial Services
Tennessee
$2K
US Bancorp
147
US Bancorp
Minnesota
$2K
FTUS
148
Flow Traders U.S.
New York
-$478K -40,116 Closed
Jane Street
149
Jane Street
New York
-$473K -39,650 Closed
EAM
150
Empirical Asset Management
Massachusetts
-$245K -20,545 Closed