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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RFWA
26
RPg Family Wealth Advisory
Massachusetts
$254K -$5.16K -793 -2%
LFAS
27
Level Four Advisory Services
Texas
$238K -$23.8K -3,652 -8%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$194K -$1.25M -191,521 -85%
1W
29
1776 Wealth
Georgia
$189K -$89.5K -13,750 -29%
Stifel Financial
30
Stifel Financial
Missouri
$182K -$788K -121,021 -79%
SAM
31
SignalPoint Asset Management
Missouri
$130K +$430 +66 +0.3%
HighTower Advisors
32
HighTower Advisors
Illinois
$118K -$279K -42,813 -67%
Citigroup
33
Citigroup
New York
$116K -$612 -94 -0.5%
KPWS
34
Kestra Private Wealth Services
Texas
$78K +$90.5K +13,904 New
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$75K -$202K -31,026 -70%
NA
36
NewEdge Advisors
Louisiana
$70K -$2.54M -389,886 -97%
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$68K
ABC
38
Associated Banc-Corp
Wisconsin
$65K -$18.7K -2,877 -20%
RJT
39
Raymond James Trust
Florida
$63K +$73.8K +11,333 New
SG
40
StoneX Group
New York
$58K -$292K -44,834 -81%
CFGS
41
Concourse Financial Group Securities
Alabama
$52K -$339 -52 -0.6%
BEI
42
Benjamin Edwards Inc
Missouri
$48K +$56.2K +8,629 New
BAM
43
Bellevue Asset Management
Washington
$22K -$76.9K -11,809 -75%
GWM
44
Geneos Wealth Management
Colorado
$22K +$7 +1 +0%
AP
45
Atwood & Palmer
Missouri
$19K
SPIA
46
Steward Partners Investment Advisory
New York
$13K -$12.8K -1,962 -47%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$12K -$2.53K -389 -15%
PFS
48
Prospera Financial Services
Texas
$11K -$477K -73,264 -97%
SFS
49
Sowell Financial Services
Arkansas
$6K
FWM
50
Focused Wealth Management
New York
$5K -$2.46K -378 -28%