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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
26
Sowell Financial Services
Arkansas
$216K +$186K +19,270 +1,689%
QCIG
27
Quad-Cities Investment Group
Iowa
$210K -$32.9K -3,416 -15%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$195K -$45.7K -4,740 -20%
TSS
29
Two Sigma Securities
New York
$186K +$62K +6,432 +57%
Jane Street
30
Jane Street
New York
$167K -$385K -39,932 -72%
Fisher Asset Management
31
Fisher Asset Management
Washington
$166K +$151K +15,695 New
AG
32
Advisor Group
Arizona
$146K -$23.6K -2,449 -15%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$141K -$61.8K -6,415 -32%
Goldman Sachs
34
Goldman Sachs
New York
$141K
IAA
35
Independent Advisor Alliance
North Carolina
$131K +$120K +12,407 New
Stifel Financial
36
Stifel Financial
Missouri
$124K -$973 -101 -0.9%
RIA
37
Regal Investment Advisors
Michigan
$115K +$58 +6 +0.1%
Citigroup
38
Citigroup
New York
$115K +$10.1K +1,050 +11%
CFGS
39
Concourse Financial Group Securities
Alabama
$97K +$79.9K +8,296 +927%
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$68K
JAWM
41
J. Arnold Wealth Management
Ohio
$53K +$48.6K +5,046 New
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$31K -$30.8K -3,201 -52%
SPIA
43
Steward Partners Investment Advisory
New York
$23K +$39 +4 +0.2%
VCP
44
Verus Capital Partners
Arizona
$23K +$21K +2,175 New
FWM
45
Focused Wealth Management
New York
$19K -$1.99K -206 -10%
TI
46
tru Independence
Oregon
$17K +$42K +4,357 New
GWM
47
Geneos Wealth Management
Colorado
$14K +$1.99K +206 +18%
RFM
48
Royal Fund Management
Florida
$11K
CFA
49
Carroll Financial Associates
North Carolina
$9K
NC
50
NewSquare Capital
Pennsylvania
$9K