First Trust Dorsey Wright Focus 5 ETF
121 hedge funds and large institutions have $1.45B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 68 reducing their positions, and 12 closing their positions.
0% less capital invested
Capital invested by funds: $1.46B → $1.45B (-$4.02M)
4% less funds holding
Funds holding: 126 → 121 (-5)
17% less first-time investments, than exits
New positions opened: 10 | Existing positions closed: 12
38% less funds holding in top 10
Funds holding in top 10: 8 → 5 (-3)
54% less repeat investments, than reductions
Existing positions increased: 31 | Existing positions reduced: 68
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PFS
Prospera Financial Services
Dallas,
Texas
|
+$57.2M |
| 2 |
SG
Strid Group
Newtown Square,
Pennsylvania
|
+$37.8M |
| 3 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$35.6M |
| 4 |
AG
Advisor Group
Phoenix,
Arizona
|
+$12.3M |
| 5 |
AIM
Advantage Investment Management
Cedar Rapids,
Iowa
|
+$9.12M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$45.4M |
| 2 |
HFA
High Falls Advisors
Rochester,
New York
|
-$24.8M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$18.1M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$15.3M |
| 5 |
SMA
Simply Money Advisors
Cincinnati,
Ohio
|
-$14.1M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CS
126
Credit Suisse
Zurich,
Switzerland
| – | -$229K | -10,224 | Closed |
|
|
GS
127
Girard Securities
San Diego,
California
| – | -$208K | -9,410 | Closed |
|
128
Bessemer Group
Woodbridge,
New Jersey
| – | -$45K | -2,000 | Closed |
|
|
GWS
129
Glassman Wealth Services
Vienna,
Virginia
| – | -$35K | -1,578 | Closed |
|
130
CAPTRUST Financial Advisors
Raleigh,
North Carolina
| – | -$34K | -1,500 | Closed |
|
|
BIM
131
BlackRock Investment Management
Wilmington,
Delaware
| – | -$13K | -600 | Closed |
|
132
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$11K | -482 | Closed |
|
|
ATC
133
Adirondack Trust Company
Saratoga Springs,
New York
| – | -$8K | -378 | Closed |
|
FV Hedge Fund Activity: Q3 2016 in Review
121 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2016, worth a combined $1.45B — down 0.28% from $1.46B a quarter earlier.
Sellers outnumbered buyers: 12 funds closed out of FV and 10 opened new positions — a net loss of 2 holders — while 68 trimmed existing stakes and 31 added.
The largest buyer was Prospera Financial Services, adding an estimated $57.2M. The largest seller was Morgan Stanley, cutting an estimated $45.4M.
- 121 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2016, down from 126 in Q2 2016.
- Funds reported $1.45B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2016, down 0.28% quarter-over-quarter.
- 10 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2016 and 12 closed out, a net change of -2 holders.
- The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2016 was Prospera Financial Services, an estimated $57.2M added.
- The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2016 was Morgan Stanley, an estimated $45.4M sold.
Based on aggregated 13F filings for Q3 2016.