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First Trust Dorsey Wright Focus 5 ETF
FV

157 hedge funds and large institutions have $1.33B invested in First Trust Dorsey Wright Focus 5 ETF in 2017 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 49 increasing their positions, 47 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

192% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 13

40% more funds holding in top 10

Funds holding in top 10: 5 → 7 (+2)

18% more funds holding

Funds holding: 133 → 157 (+24)

7% more capital invested

Capital invested by funds: $1.24B → $1.33B (+$82.2M)

1.14% more ownership

Funds ownership: 51.73% → 52.87% (+1.1%)

4% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 47

Holders
157
Holders Change
+24
Holders Change %
+18.05%
% of All Funds
3.56%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.16%
New
38
Increased
49
Reduced
47
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$6.06M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$3.55M
3
SPC
Sigma Planning Corp
Michigan
+$2.13M
4
RJA
Raymond James & Associates
Florida
+$1.96M
5
WS
Wedbush Securities
California
+$1.68M

Top Sellers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
-$7.73M
2
Wells Fargo
Wells Fargo
California
-$3.46M
3
PFS
Prospera Financial Services
Texas
-$3.42M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.05M
5
FAAS
First Allied Advisory Services
California
-$2.94M
Name Holding Trade Value Shares
Change 		Change in
Stake
PTC
101
Private Trust Company
Ohio
$291K +$1.38K +51 +0.5%
NWP
102
Northstar Wealth Partners
Connecticut
$281K +$17.5K +645 +7%
AI
103
Atria Investments
North Carolina
$278K +$274K +10,101 New
FANJ
104
Financial Architects (New Jersey)
New Jersey
$276K – – –
IWM
105
IHT Wealth Management
Illinois
$274K -$26.6K -981 -9%
CAN
106
Claraphi Advisory Network
United States
$271K +$267K +9,847 New
WP
107
WealthPLAN Partners
Nebraska
$269K -$26.4K -974 -9%
ATFA
108
All Terrain Financial Advisors
Minnesota
$259K +$254K +9,393 New
TI
109
Truepoint Inc
Ohio
$258K -$106K -3,894 -29%
BAM
110
Belpointe Asset Management
Nevada
$258K – – –
ASN
111
Advisory Services Network
Georgia
$243K +$209K +7,732 +708%
WB
112
Webster Bank
Connecticut
$237K – – –
AWM
113
AE Wealth Management
Kansas
$228K +$224K +8,269 New
BCP
114
Blackhawk Capital Partners
Wisconsin
$226K +$222K +8,180 New
IC
115
Intersect Capital
California
$216K – – –
US Bancorp
116
US Bancorp
Minnesota
$216K +$11K +406 +5%
MWM
117
MinichMacGregor Wealth Management
New York
$187K +$4.39K +162 +2%
HR
118
Howe & Rusling
New York
$168K -$23.8K -880 -13%
AA
119
AlphaMark Advisors
Kentucky
$151K -$24.8K -916 -14%
CHC
120
City Holding Co
West Virginia
$143K +$141K +5,200 New
WWMSC
121
Wagner Wealth Management (South Carolina)
South Carolina
$139K +$130K +4,814 New
RFC
122
Regions Financial Corp
Alabama
$129K +$127K +4,681 New
HNB
123
Huntington National Bank
Ohio
$106K – – –
SWM
124
SeaCrest Wealth Management
New York
$105K +$103K +3,817 New
TF
125
Tompkins Financial
New York
$92K -$53.2K -1,964 -37%
3 4
5
6 7

FV Hedge Fund Activity: Q4 2017 in Review

157 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2017, worth a combined $1.33B — up 6.6% from $1.24B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new FV positions and 13 closed out — a net gain of 25 holders — while 49 added to existing stakes and 47 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.06M. The largest seller was Ameriprise, cutting an estimated $7.73M.

  • 157 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2017, up from 133 in Q3 2017.
  • Funds reported $1.33B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2017, up 6.6% quarter-over-quarter.
  • 38 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2017 and 13 closed out, a net change of +25 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2017 was Morgan Stanley, an estimated $6.06M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2017 was Ameriprise, an estimated $7.73M sold.

Based on aggregated 13F filings for Q4 2017.