Intersect Capital’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

Intersect Capital’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-7,839	Closed	-$242K	–	129
2018 Q3	$242K	Hold	7,839	–	–	0.11%	114
2018 Q2	$231K	Hold	7,839	–	–	0.11%	112
2018 Q1	$225K	Hold	7,839	–	–	0.12%	110
2017 Q4	$216K	Hold	7,839	–	–	0.12%	109
2017 Q3	$205K	Buy	+7,839	New	+$199K	0.12%	109

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Intersect Capital's FV Position: Q4 2018 in Review

Intersect Capital sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q4 2018, closing a stake of 7,839 shares — an estimated $242K sold.

Intersect Capital first reported a position in FV in Q3 2017 and held it in 5 quarters. The position peaked at $242K in Q3 2018. 172 funds tracked by Wall St. Rank hold FV as of Q4 2018.

Intersect Capital reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q4 2018 after selling out during the quarter.
Intersect Capital sold 7,839 First Trust Dorsey Wright Focus 5 ETF shares in Q4 2018, an estimated $242K.
Intersect Capital first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q3 2017 and held it in 5 quarters.
Intersect Capital's First Trust Dorsey Wright Focus 5 ETF position peaked at $242K in Q3 2018.
172 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q4 2018.

Based on Intersect Capital's 13F filing for Q4 2018, filed 5 Feb 2019.