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First Trust Dorsey Wright Focus 5 ETF

121 hedge funds and large institutions have $1.45B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 68 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $1.46B → $1.45B (-$4.02M)

4% less funds holding

Funds holding: 126121 (-5)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

38% less funds holding in top 10

Funds holding in top 10: 85 (-3)

54% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 68

Holders
121
Holders Change
-5
Holders Change %
-3.97%
% of All Funds
3.23%
Holding in Top 10
5
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-37.5%
% of All Funds
0.13%
New
10
Increased
31
Reduced
68
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC World Market
101
CIBC World Market
Ontario, Canada
$252K -$25.3K -1,111 -9%
PCP
102
Proficio Capital Partners
Massachusetts
$229K
WAM
103
Wealthspire Advisors (Maryland)
Maryland
$229K
ATC
104
Argent Trust Co
Tennessee
$208K -$45.6K -2,000 -18%
US Bancorp
105
US Bancorp
Minnesota
$151K -$838K -36,719 -85%
MWM
106
MinichMacGregor Wealth Management
New York
$137K +$25.9K +1,133 +23%
ASN
107
Advisory Services Network
Georgia
$100K -$8.88K -389 -8%
SEI Investments
108
SEI Investments
Pennsylvania
$78K +$76.7K +3,363 +6,726%
HNB
109
Huntington National Bank
Ohio
$23K
KTC
110
Kistler-Tiffany Companies
Pennsylvania
$23K +$22.8K +1,000 New
CFA
111
Carroll Financial Associates
North Carolina
$18K
DSC
112
Duncker Streett & Co
Missouri
$18K
BCI
113
Brinker Capital Investments
Pennsylvania
$15K
Mariner
114
Mariner
Kansas
$14K +$13.5K +590 New
KF
115
Krilogy Financial
Missouri
$10K -$37.6K -1,646 -79%
AIM
116
Anchor Investment Management
South Carolina
$9.28K
Bank of Montreal
117
Bank of Montreal
Ontario, Canada
$5K -$91.5K -4,010 -95%
PMFA
118
Plante Moran Financial Advisors
Michigan
$5K
MSFP
119
Mark Sheptoff Financial Planning
Connecticut
$3K +$3.29K +144 New
Fifth Third Bancorp
120
Fifth Third Bancorp
Ohio
$2K -$13.9K -609 -87%
TRCT
121
Tower Research Capital (TRC)
New York
$2K -$1.07K -47 -35%
HFA
122
High Falls Advisors
New York
-$24.8M -1,055,451 Closed
HF
123
HRT Financial
New York
-$2.83M -126,704 Closed
HCIA
124
Hochman Cole Investment Advisors
Illinois
-$735K -32,856 Closed
CG
125
Cutler Group
California
-$267K -11,964 Closed

FV Hedge Fund Activity: Q3 2016 in Review

121 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2016, worth a combined $1.45B — down 0.28% from $1.46B a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FV and 10 opened new positions — a net loss of 2 holders — while 68 trimmed existing stakes and 31 added.

The largest buyer was Prospera Financial Services, adding an estimated $57.2M. The largest seller was Morgan Stanley, cutting an estimated $45.4M.

  • 121 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2016, down from 126 in Q2 2016.
  • Funds reported $1.45B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2016, down 0.28% quarter-over-quarter.
  • 10 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2016 and 12 closed out, a net change of -2 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2016 was Prospera Financial Services, an estimated $57.2M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2016 was Morgan Stanley, an estimated $45.4M sold.

Based on aggregated 13F filings for Q3 2016.