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First Trust Dorsey Wright Focus 5 ETF

125 hedge funds and large institutions have $1.88B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 35 increasing their positions, 59 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less funds holding

Funds holding: 133125 (-8)

22% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 27

33% less capital invested

Capital invested by funds: $2.81B → $1.88B (-$927M)

41% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 59

46% less funds holding in top 10

Funds holding in top 10: 137 (-6)

Holders
125
Holders Change
-8
Holders Change %
-6.02%
% of All Funds
3.33%
Holding in Top 10
7
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-46.15%
% of All Funds
0.19%
New
21
Increased
35
Reduced
59
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SG Americas Securities
101
SG Americas Securities
New York
$310K +$299K +14,355 New
RCAG
102
Rehmann Capital Advisory Group
Michigan
$287K -$33.8K -1,620 -11%
PTC
103
Private Trust Company
Ohio
$273K -$244K -11,696 -48%
CIBC World Market
104
CIBC World Market
Ontario, Canada
$270K -$32.3K -1,551 -11%
Verition Fund Management
105
Verition Fund Management
Connecticut
$257K +$248K +11,915 New
CG
106
Cutler Group
California
$254K +$245K +11,764 New
SGI
107
Swan Global Investments
Colorado
$244K
LFG
108
LifePlan Financial Group
Ohio
$240K +$232K +11,120 New
FANJ
109
Financial Architects (New Jersey)
New Jersey
$216K
PCP
110
Proficio Capital Partners
Massachusetts
$216K +$208K +10,000 New
GS
111
Girard Securities
California
$212K
Bank of Montreal
112
Bank of Montreal
Ontario, Canada
$87K -$17.7K -850 -17%
NFG
113
Next Financial Group
Texas
$67K -$1.23M -59,035 -95%
Northwestern Mutual Wealth Management
114
Northwestern Mutual Wealth Management
Wisconsin
$54K +$37K +1,777 +260%
GWS
115
Glassman Wealth Services
Virginia
$34K +$32.9K +1,578 New
CAPTRUST Financial Advisors
116
CAPTRUST Financial Advisors
North Carolina
$32K
MWM
117
MinichMacGregor Wealth Management
New York
$31K
Simplex Trading
118
Simplex Trading
Illinois
$18K +$17.5K +840 New
CFA
119
Carroll Financial Associates
North Carolina
$17K
DSC
120
Duncker Streett & Co
Missouri
$17K
Fifth Third Bancorp
121
Fifth Third Bancorp
Ohio
$15K +$14.6K +700 New
AF
122
Allworth Financial
California
$9K +$4.17K +200 +100%
SWA
123
Sutton Wealth Advisors
Florida
$6.59K +$6.36K +305 New
TRCT
124
Tower Research Capital (TRC)
New York
$1K +$854 +41 New
HFA
125
High Falls Advisors
New York
-$24.8M -1,055,451 Closed

FV Hedge Fund Activity: Q1 2016 in Review

125 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q1 2016, worth a combined $1.88B — down 33% from $2.81B a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of FV and 21 opened new positions — a net loss of 6 holders — while 59 trimmed existing stakes and 35 added.

The largest buyer was Advantage Investment Management, adding an estimated $7.84M. The largest seller was Morgan Stanley, cutting an estimated $198M.

  • 125 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q1 2016, down from 133 in Q4 2015.
  • Funds reported $1.88B of First Trust Dorsey Wright Focus 5 ETF stock for Q1 2016, down 33% quarter-over-quarter.
  • 21 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q1 2016 and 27 closed out, a net change of -6 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q1 2016 was Advantage Investment Management, an estimated $7.84M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q1 2016 was Morgan Stanley, an estimated $198M sold.

Based on aggregated 13F filings for Q1 2016.