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First Trust Dorsey Wright Focus 5 ETF

121 hedge funds and large institutions have $1.45B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 68 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% less capital invested

Capital invested by funds: $1.46B → $1.45B (-$4.02M)

4% less funds holding

Funds holding: 126121 (-5)

17% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 12

38% less funds holding in top 10

Funds holding in top 10: 85 (-3)

54% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 68

Holders
121
Holders Change
-5
Holders Change %
-3.97%
% of All Funds
3.23%
Holding in Top 10
5
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-37.5%
% of All Funds
0.13%
New
10
Increased
31
Reduced
68
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIA
51
Regal Investment Advisors
Michigan
$2.01M +$57.2K +2,507 +3%
SG Americas Securities
52
SG Americas Securities
New York
$1.84M +$1.83M +80,280 New
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$1.73M -$107K -4,691 -6%
OC
54
Oppenheimer & Co
New York
$1.73M +$623K +27,295 +57%
WS
55
Wedbush Securities
California
$1.71M -$272K -11,902 -14%
Manulife (Manufacturers Life Insurance)
56
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.71M -$29.2K -1,280 -2%
ICOA
57
Investment Centers of America
North Dakota
$1.55M -$494K -21,635 -24%
CCA
58
Clearwater Capital Advisors
Illinois
$1.51M -$199K -8,727 -12%
SB
59
Suntrust Banks
Georgia
$1.33M -$4.73M -207,391 -78%
FA
60
FDx Advisors
Illinois
$1.29M +$394K +17,291 +44%
DC
61
Davenport & Co
Virginia
$1.18M -$797K -34,925 -40%
Cetera Investment Advisers
62
Cetera Investment Advisers
Illinois
$1.06M -$17.1K -748 -2%
KA
63
Kovack Advisors
Florida
$1.03M -$16.3K -713 -2%
WEC
64
Winslow Evans & Crocker
Massachusetts
$988K -$129K -5,660 -12%
HWP
65
Hefty Wealth Partners
Indiana
$945K +$46.8K +2,051 +5%
CWM
66
Concert Wealth Management
California
$910K -$181K -7,929 -17%
BRWA
67
B. Riley Wealth Advisors
Florida
$839K -$182K -7,961 -18%
NA
68
NewEdge Advisors
Louisiana
$822K -$147K -6,457 -15%
FAM
69
Formidable Asset Management
Ohio
$776K -$11.4K -500 -1%
Envestnet Asset Management
70
Envestnet Asset Management
Illinois
$769K -$2.87M -125,941 -79%
CAAS
71
Capital Asset Advisory Services
Michigan
$750K -$48K -2,106 -6%
WP
72
WealthPLAN Partners
Nebraska
$723K -$133K -5,818 -15%
IWA
73
IBEX Wealth Advisors
New Jersey
$689K +$686K +30,068 New
BF
74
BOK Financial
Oklahoma
$682K -$28.1K -1,233 -4%
WI
75
Wintrust Investments
Illinois
$673K -$287K -12,574 -30%

FV Hedge Fund Activity: Q3 2016 in Review

121 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2016, worth a combined $1.45B — down 0.28% from $1.46B a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FV and 10 opened new positions — a net loss of 2 holders — while 68 trimmed existing stakes and 31 added.

The largest buyer was Prospera Financial Services, adding an estimated $57.2M. The largest seller was Morgan Stanley, cutting an estimated $45.4M.

  • 121 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2016, down from 126 in Q2 2016.
  • Funds reported $1.45B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2016, down 0.28% quarter-over-quarter.
  • 10 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2016 and 12 closed out, a net change of -2 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2016 was Prospera Financial Services, an estimated $57.2M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2016 was Morgan Stanley, an estimated $45.4M sold.

Based on aggregated 13F filings for Q3 2016.