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First Trust Dorsey Wright Focus 5 ETF

125 hedge funds and large institutions have $1.88B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 35 increasing their positions, 59 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less funds holding

Funds holding: 133125 (-8)

22% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 27

33% less capital invested

Capital invested by funds: $2.81B → $1.88B (-$927M)

41% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 59

46% less funds holding in top 10

Funds holding in top 10: 137 (-6)

Holders
125
Holders Change
-8
Holders Change %
-6.02%
% of All Funds
3.33%
Holding in Top 10
7
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-46.15%
% of All Funds
0.19%
New
21
Increased
35
Reduced
59
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ICOA
51
Investment Centers of America
North Dakota
$2.21M +$43.8K +2,103 +2%
Susquehanna International Group
52
Susquehanna International Group
Pennsylvania
$2.12M +$314K +15,051 +18%
AIA
53
Allegis Investment Advisors
Idaho
$2.11M +$731K +35,090 +56%
AP
54
Atwood & Palmer
Missouri
$2.02M +$265K +12,705 +16%
VF
55
Virtu Financial
New York
$2M +$1.92M +92,327 New
SPC
56
Sigma Planning Corp
Michigan
$1.94M -$3.5M -168,165 -65%
UCFA
57
United Capital Financial Advisors
Texas
$1.91M -$130K -6,221 -7%
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$1.83M -$58.5K -2,805 -3%
WS
59
Wedbush Securities
California
$1.79M -$77.6K -3,722 -4%
TFA
60
Transamerica Financial Advisors
Florida
$1.62M -$32.6K -1,565 -2%
RIA
61
Regal Investment Advisors
Michigan
$1.52M +$160K +7,670 +12%
OC
62
Oppenheimer & Co
New York
$1.43M -$2.24M -107,473 -62%
WEC
63
Winslow Evans & Crocker
Massachusetts
$1.41M -$6.04K -290 -0.4%
SI
64
SII Investments
Wisconsin
$1.34M +$377K +18,085 +41%
VKH
65
Virtu KCG Holdings
New York
$1.32M +$807K +38,718 +171%
CWM
66
Concert Wealth Management
California
$1.22M -$906K -43,478 -44%
VFS
67
VSR Financial Services
Kansas
$1.15M -$3.83M -183,703 -78%
CCB
68
Cutter & Co Brokerage
Missouri
$1.08M +$496K +23,795 +91%
ICAS
69
Investors Capital Advisory Services
Massachusetts
$1.07M +$1.58K +76 +0.2%
IP
70
Investment Partners
Ohio
$1.04M +$56.3K +2,704 +6%
BRWA
71
B. Riley Wealth Advisors
Florida
$1.03M +$43.7K +2,096 +5%
MIAN
72
Mariner Independent Advisor Network
Kansas
$1.02M +$979K +46,978 New
KA
73
Kovack Advisors
Florida
$925K -$304K -14,590 -25%
Cetera Investment Advisers
74
Cetera Investment Advisers
Illinois
$902K +$277K +13,295 +47%
JWM
75
Jackson Wealth Management
Florida
$842K -$21.1K -1,013 -2%

FV Hedge Fund Activity: Q1 2016 in Review

125 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q1 2016, worth a combined $1.88B — down 33% from $2.81B a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of FV and 21 opened new positions — a net loss of 6 holders — while 59 trimmed existing stakes and 35 added.

The largest buyer was Advantage Investment Management, adding an estimated $7.84M. The largest seller was Morgan Stanley, cutting an estimated $198M.

  • 125 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q1 2016, down from 133 in Q4 2015.
  • Funds reported $1.88B of First Trust Dorsey Wright Focus 5 ETF stock for Q1 2016, down 33% quarter-over-quarter.
  • 21 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q1 2016 and 27 closed out, a net change of -6 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q1 2016 was Advantage Investment Management, an estimated $7.84M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q1 2016 was Morgan Stanley, an estimated $198M sold.

Based on aggregated 13F filings for Q1 2016.