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First Trust Dorsey Wright Focus 5 ETF
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Overview Fund Activity

119 hedge funds and large institutions have $2.25B invested in First Trust Dorsey Wright Focus 5 ETF in 2015 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 65 increasing their positions, 26 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
119
Holders Change
+15
Holders Change %
+14.42%
% of All Funds
3.33%
Holding in Top 10
12
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+71.43%
% of All Funds
0.34%
New
22
Increased
65
Reduced
26
Closed
6
Calls
–
Puts
$1.56M
Net Calls
-$1.56M
Net Calls Change
-$1.56M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$617M
2
Goldman Sachs
2
Goldman Sachs
New York
$68M
3
Bank of America
3
Bank of America
North Carolina
$157M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$59.8M
5
LPL Financial
5
LPL Financial
California
$175M

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$35.1M
2
PAG
2
Private Advisor Group
New Jersey
$3.61M
3
TFA
3
Transamerica Financial Advisors
Florida
$1.75M
4
BAAM
4
Baker Avenue Asset Management
California
$617K
5
DC
5
Davenport & Co
Virginia
$10.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$11.2M +$4.72M +214,769 +73%
DC
27
Davenport & Co
Virginia
$10.7M -$3.43M -156,429 -24%
RAM
28
Riggs Asset Management
Pennsylvania
$9.12M +$4.17M +190,215 +84%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$8.53M +$1.91M +87,286 +29%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$8.42M +$8.42M +383,998 New
LI
31
LVZ Inc
Michigan
$7.95M +$7.95M +362,337 New
DADC
32
D.A. Davidson & Co
Montana
$7.44M +$892K +40,679 +14%
HFS
33
HL Financial Services
Kentucky
$7.1M -$97.2K -4,430 -1%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$6.44M +$1.73M +78,976 +37%
HP
35
HT Partners
Connecticut
$6.42M -$489K -22,458 -7%
NPC
36
National Planning Corporation
California
$6.27M -$1.74M -73,659 -22%
FHC
37
First Heartland Consultants
Missouri
$5.88M +$2.24M +101,993 +61%
FAAS
38
First Allied Advisory Services
California
$5.7M -$2.77M -126,317 -33%
CA
39
Cetera Advisors
Colorado
$5.51M +$598K +27,233 +12%
SPC
40
Sigma Planning Corp
Michigan
$5.39M +$1.85M +84,135 +52%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$5.3M +$1.26M +57,481 +31%
CS
42
Credit Suisse
Switzerland
$5.24M +$2.51M +114,322 +92%
SHA
43
Smith Hayes Advisers
Nebraska
$5.16M +$723K +32,987 +16%
MCWS
44
McKinley Carter Wealth Services
West Virginia
$4.61M +$646K +29,440 +16%
OC
45
Oppenheimer & Co
New York
$4.2M +$1.11M +50,678 +36%
BFEC
46
Benjamin F. Edwards & Company
Missouri
$4.17M +$880K +40,124 +27%
VFS
47
VSR Financial Services
Kansas
$4.03M -$1.64M -74,872 -29%
PAG
48
Private Advisor Group
New Jersey
$3.61M -$6.25M -285,231 -63%
IH
49
IFC Holdings
Florida
$3.51M +$488K +21,713 +16%
WA
50
WFG Advisors
Texas
$3.14M +$437K +19,916 +16%
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