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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$9.23M +$1.84M +234,100 +25%
RCM
2
Rivernorth Capital Management
Florida
$9.22M +$108K +13,726 +1%
COLIM
3
City of London Investment Management
United Kingdom
$5.02M -$2.91M -369,325 -37%
Wells Fargo
4
Wells Fargo
California
$4.63M -$605K -76,793 -11%
Stifel Financial
5
Stifel Financial
Missouri
$2.32M -$1.97M -249,480 -46%
Morgan Stanley
6
Morgan Stanley
New York
$1.72M +$108K +13,660 +7%
Bank of America
7
Bank of America
North Carolina
$1.69M +$17.7K +2,241 +1%
FAAS
8
First Allied Advisory Services
California
$1.3M +$12.4K +1,571 +1%
BC
9
Brinker Capital
Pennsylvania
$736K -$65K -8,255 -8%
UBS Group
10
UBS Group
Switzerland
$731K -$149K -18,921 -17%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$715K -$3.37K -427 -0.5%
SFS
12
Shaker Financial Services
Virginia
$682K +$687K +87,227 New
CCP
13
Cardan Capital Partners
Colorado
$489K +$5.65K +717 +1%
SI
14
Sprott Inc
Ontario, Canada
$399K -$11.8K -1,496 -3%
SRC
15
Shufro Rose & Co
New York
$395K
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$345K -$3.36K -426 -1%
VFA
17
Valeo Financial Advisors
Indiana
$301K
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$285K -$59.9K -7,600 -17%
IFWM
19
Institute for Wealth Management
Colorado
$278K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$193K
CA
21
Cornerstone Advisors
North Carolina
$175K -$163K -20,679 -48%
PVWM
22
Point View Wealth Management
New Jersey
$170K
Invesco
23
Invesco
Georgia
$169K +$883 +112 +0.5%
HighTower Advisors
24
HighTower Advisors
Illinois
$148K
RIL
25
Rothschild Investment LLC
Illinois
$147K +$2.36K +299 +2%