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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$9.35M -$503K -67,054 -5%
COLIM
2
City of London Investment Management
United Kingdom
$5.79M +$344K +45,866 +6%
Stifel Financial
3
Stifel Financial
Missouri
$5.73M -$124K -16,530 -2%
1CP
4
1607 Capital Partners
Virginia
$5.14M +$1.33M +176,804 +34%
Bank of America
5
Bank of America
North Carolina
$2.1M -$101K -13,401 -4%
SFS
6
Shaker Financial Services
Virginia
$1.4M +$1.26M +167,900 +747%
FAAS
7
First Allied Advisory Services
California
$1.15M +$109K +14,582 +10%
Wells Fargo
8
Wells Fargo
California
$957K +$235K +31,253 +32%
Morgan Stanley
9
Morgan Stanley
New York
$888K +$5.7K +760 +0.6%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$866K -$20.8K -2,775 -2%
BC
11
Brinker Capital
Pennsylvania
$834K -$94.8K -12,632 -10%
CA
12
Cornerstone Advisors
North Carolina
$815K +$190K +25,352 +30%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$412K -$9.55K -1,272 -2%
WAM
14
Wolverine Asset Management
Illinois
$406K +$414K +55,209 New
SRC
15
Shufro Rose & Co
New York
$380K +$4.17K +556 +1%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$363K +$4.29K +572 +1%
CCP
17
Cardan Capital Partners
Colorado
$245K +$9.9K +1,319 +4%
Invesco
18
Invesco
Georgia
$200K +$14.4K +1,924 +8%
UBS Group
19
UBS Group
Switzerland
$164K +$4.32K +576 +3%
PVWM
20
Point View Wealth Management
New Jersey
$160K
RJA
21
Raymond James & Associates
Florida
$153K -$2.42K -322 -2%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$150K +$52.6K +7,008 +52%
HighTower Advisors
23
HighTower Advisors
Illinois
$139K
RIL
24
Rothschild Investment LLC
Illinois
$129K -$28.4K -3,789 -18%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$122K