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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$10M +$185K +24,692 +2%
COLIM
2
City of London Investment Management
United Kingdom
$6.62M +$531K +71,023 +9%
1CP
3
1607 Capital Partners
Virginia
$6.45M +$1.02M +136,848 +20%
Stifel Financial
4
Stifel Financial
Missouri
$5.89M -$107K -14,307 -2%
SFS
5
Shaker Financial Services
Virginia
$2.4M +$895K +119,659 +63%
Bank of America
6
Bank of America
North Carolina
$2.15M -$47.5K -6,354 -2%
Wells Fargo
7
Wells Fargo
California
$1.19M +$185K +24,708 +19%
CA
8
Cornerstone Advisors
North Carolina
$1.16M +$295K +39,414 +36%
FAAS
9
First Allied Advisory Services
California
$1.15M -$45.4K -6,077 -4%
WAM
10
Wolverine Asset Management
Illinois
$1.12M +$668K +89,360 +162%
Morgan Stanley
11
Morgan Stanley
New York
$979K +$46.1K +6,168 +5%
BC
12
Brinker Capital
Pennsylvania
$856K -$18.8K -2,512 -2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$843K -$64K -8,562 -7%
SI
14
Sprott Inc
Ontario, Canada
$475K +$460K +61,454 New
SRC
15
Shufro Rose & Co
New York
$403K -$385K -51,550 Closed
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$385K +$4.17K +558 +1%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$353K +$189K +25,256 +124%
CCP
18
Cardan Capital Partners
Colorado
$275K +$17K +2,279 +7%
UBS Group
19
UBS Group
Switzerland
$217K +$43.4K +5,806 +26%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$216K +$210K +28,038 New
Invesco
21
Invesco
Georgia
$199K -$10.7K -1,435 -5%
PVWM
22
Point View Wealth Management
New Jersey
$168K
RJA
23
Raymond James & Associates
Florida
$161K +$142 +19 +0.1%
HighTower Advisors
24
HighTower Advisors
Illinois
$146K
RIL
25
Rothschild Investment LLC
Illinois
$137K +$1.7K +227 +1%