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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$4.24M -$578K -68,801 -12%
SFS
2
Shaker Financial Services
Virginia
$4.07M -$897K -106,828 -18%
1CP
3
1607 Capital Partners
Virginia
$3.99M -$2.55M -303,288 -38%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.14M -$138K -16,477 -4%
Morgan Stanley
5
Morgan Stanley
New York
$3.12M +$844K +100,511 +35%
IWC
6
Integrated Wealth Concepts
Massachusetts
$2.95M +$675K +80,332 +28%
EFS
7
Essex Financial Services
Connecticut
$2.24M -$7.5K -893 -0.3%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.88M +$30.7K +3,650 +2%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.07M +$75.7K +9,017 +7%
Wells Fargo
10
Wells Fargo
California
$933K -$40.3K -4,801 -4%
UBS Group
11
UBS Group
Switzerland
$917K +$13.5K +1,610 +1%
SI
12
Sprott Inc
Ontario, Canada
$885K +$13.8K +1,642 +2%
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$805K -$86.3K -10,279 -9%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$494K -$34.9K -4,151 -6%
Stifel Financial
15
Stifel Financial
Missouri
$336K -$253K -30,170 -42%
LPAM
16
Lodestar Private Asset Management
California
$327K -$6.8K -809 -2%
Bank of America
17
Bank of America
North Carolina
$189K -$361 -43 -0.2%
SCA
18
Snowden Capital Advisors
New York
$168K +$22.4K +2,665 +15%
RIL
19
Rothschild Investment LLC
Illinois
$168K +$2.75K +327 +2%
HighTower Advisors
20
HighTower Advisors
Illinois
$156K
LFAS
21
Level Four Advisory Services
Texas
$139K +$2.23K +266 +2%
MAA
22
Mraz Amerine & Associates
California
$136K
PGFC
23
Peapack-Gladstone Financial Corp
New Jersey
$125K +$130K +15,438 New
ME
24
McIlrath & Eck
Washington
$84.1K +$1.38K +164 +2%
9WM
25
9258 Wealth Management
Ohio
$81.8K +$84.9K +10,106 New