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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.67M +$39K +5,283 +0.6%
RCM
2
Rivernorth Capital Management
Florida
$4.49M -$67.8K -9,182 -1%
SFS
3
Shaker Financial Services
Virginia
$4.25M +$239K +32,324 +6%
Wells Fargo
4
Wells Fargo
California
$1.95M -$140K -18,967 -6%
Bank of America
5
Bank of America
North Carolina
$1.44M +$200K +27,108 +15%
WAM
6
Wolverine Asset Management
Illinois
$1.32M +$159K +21,468 +13%
1CP
7
1607 Capital Partners
Virginia
$1.21M +$518K +70,119 +70%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$723K +$64.4K +8,719 +9%
FAAS
9
First Allied Advisory Services
California
$588K +$7.91K +1,070 +1%
CA
10
Cornerstone Advisors
North Carolina
$542K +$376K +50,828 +198%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$512K
Stifel Financial
12
Stifel Financial
Missouri
$474K -$13.6K -1,838 -3%
COLIM
13
City of London Investment Management
United Kingdom
$467K +$487K +65,931 New
SRC
14
Shufro Rose & Co
New York
$454K -$5.87K -795 -1%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$357K +$36K +4,878 +11%
AA
16
AQR Arbitrage
Connecticut
$305K +$222K +30,033 +231%
LCM
17
Landscape Capital Management
New Jersey
$280K +$210K +28,428 +257%
RTS
18
Round Table Services
New Jersey
$225K +$235K +31,800 New
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$197K +$131K +17,789 +176%
HFS
20
HL Financial Services
Kentucky
$185K -$31.5K -4,260 -14%
PVWM
21
Point View Wealth Management
New Jersey
$182K -$2.76K -373 -1%
UBS Group
22
UBS Group
Switzerland
$179K -$45.6K -6,173 -20%
RIL
23
Rothschild Investment LLC
Illinois
$175K -$20.6K -2,791 -10%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$158K -$65.9K -8,916 -29%
CRC
25
Curi RMB Capital
Illinois
$124K +$129K +17,520 New