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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$7.27M +$125K +18,900 +1%
COLIM
2
City of London Investment Management
United Kingdom
$3.99M +$1.32K +200 +0%
RCM
3
Rivernorth Capital Management
Florida
$3.18M +$283K +42,789 +7%
SFS
4
Shaker Financial Services
Virginia
$2.92M -$1.2M -182,098 -24%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$2.27M +$651K +98,495 +28%
Wells Fargo
6
Wells Fargo
California
$1.89M -$314K -47,462 -11%
FAAS
7
First Allied Advisory Services
California
$1.38M +$34.2K +5,171 +2%
Stifel Financial
8
Stifel Financial
Missouri
$1.34M +$316K +47,735 +22%
Morgan Stanley
9
Morgan Stanley
New York
$713K +$61K +9,220 +7%
UBS Group
10
UBS Group
Switzerland
$529K +$73.1K +11,056 +12%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$491K +$15.9K +2,401 +3%
HighTower Advisors
12
HighTower Advisors
Illinois
$201K +$40.8K +6,168 +19%
Bank of America
13
Bank of America
North Carolina
$176K +$5.74K +868 +3%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$139K -$7.88K -1,192 -4%
SI
15
Sprott Inc
Ontario, Canada
$121K -$55.6K -8,414 -26%
DA
16
Doliver Advisors
Texas
$120K +$25.6K +3,878 +22%
RIL
17
Rothschild Investment LLC
Illinois
$112K +$3.81K +576 +3%
PAG
18
Private Advisor Group
New Jersey
$100K +$3.31K +500 +3%
IFWM
19
Institute for Wealth Management
Colorado
$91K -$97.9K -14,803 -45%
MAA
20
Mraz Amerine & Associates
California
$85K
Osaic Holdings
21
Osaic Holdings
Arizona
$85K +$111K +16,853 New
PVWM
22
Point View Wealth Management
New Jersey
$79K
LPL Financial
23
LPL Financial
California
$72K +$94.3K +14,268 New
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$63K +$83.2K +12,584 New
Goldman Sachs
25
Goldman Sachs
New York
$60K +$78.6K +11,881 New