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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$8.95M +$251K +32,600 +3%
RCM
2
Rivernorth Capital Management
Florida
$8.33M -$379K -49,361 -4%
SFS
3
Shaker Financial Services
Virginia
$6.16M +$5.75M +747,731 +857%
Wells Fargo
4
Wells Fargo
California
$4.46M +$98.8K +12,854 +2%
COLIM
5
City of London Investment Management
United Kingdom
$4.06M -$701K -91,220 -14%
Stifel Financial
6
Stifel Financial
Missouri
$2.06M -$132K -17,232 -6%
Bank of America
7
Bank of America
North Carolina
$1.62M +$30.1K +3,912 +2%
Morgan Stanley
8
Morgan Stanley
New York
$1.46M -$166K -21,618 -10%
FAAS
9
First Allied Advisory Services
California
$1.25M +$30.1K +3,920 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$702K +$27.4K +3,564 +4%
BC
11
Brinker Capital
Pennsylvania
$659K -$37K -4,817 -5%
UBS Group
12
UBS Group
Switzerland
$617K -$75.6K -9,837 -11%
CCP
13
Cardan Capital Partners
Colorado
$478K +$17.2K +2,232 +4%
SI
14
Sprott Inc
Ontario, Canada
$422K +$46.7K +6,078 +12%
WAM
15
Wolverine Asset Management
Illinois
$391K +$408K +53,078 New
SRC
16
Shufro Rose & Co
New York
$346K +$360K +46,910 New
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$327K +$1.36K +177 +0.4%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$301K +$33.7K +4,390 +12%
IFWM
19
Institute for Wealth Management
Colorado
$272K +$9.61K +1,250 +4%
VFA
20
Valeo Financial Advisors
Indiana
$251K -$14.6K -1,900 -5%
DA
21
Doliver Advisors
Texas
$237K +$166K +21,621 +207%
Invesco
22
Invesco
Georgia
$158K -$1.54K -201 -0.9%
RIL
23
Rothschild Investment LLC
Illinois
$141K +$2.49K +324 +2%
HighTower Advisors
24
HighTower Advisors
Illinois
$139K +$31 +4 +0%
SWP
25
Stratos Wealth Partners
Ohio
$131K +$2.33K +303 +2%