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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$8.9M -$16.9K -2,500 -0.2%
Wells Fargo
2
Wells Fargo
California
$4.1M -$228K -33,814 -5%
COLIM
3
City of London Investment Management
United Kingdom
$3.83M
RCM
4
Rivernorth Capital Management
Florida
$3.83M -$3.69M -547,015 -49%
SFS
5
Shaker Financial Services
Virginia
$2.74M +$2M +296,242 +270%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$2.42M +$72.2K +10,703 +3%
FAAS
7
First Allied Advisory Services
California
$1.74M +$113K +16,722 +7%
Stifel Financial
8
Stifel Financial
Missouri
$1.24M -$112K -16,554 -8%
Morgan Stanley
9
Morgan Stanley
New York
$879K +$18.7K +2,775 +2%
UBS Group
10
UBS Group
Switzerland
$796K -$267K -39,592 -25%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$639K -$223 -33 -0%
SI
12
Sprott Inc
Ontario, Canada
$414K -$60.8K -9,008 -13%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$403K -$659K -97,724 -62%
WAM
14
Wolverine Asset Management
Illinois
$327K +$328K +48,602 New
VFA
15
Valeo Financial Advisors
Indiana
$247K
HighTower Advisors
16
HighTower Advisors
Illinois
$239K +$68.1K +10,100 +39%
Bank of America
17
Bank of America
North Carolina
$222K -$1.27M -187,582 -85%
IFWM
18
Institute for Wealth Management
Colorado
$222K -$19.9K -2,953 -8%
NFG
19
Next Financial Group
Texas
$176K +$176K +26,050 New
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$170K
RIL
21
Rothschild Investment LLC
Illinois
$141K +$4.84K +717 +4%
PAG
22
Private Advisor Group
New Jersey
$116K +$117K +17,275 New
TSS
23
Two Sigma Securities
New York
$115K +$115K +17,040 New
MAA
24
Mraz Amerine & Associates
California
$113K
DA
25
Doliver Advisors
Texas
$113K +$114K +16,838 New