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FUND

Sprott Focus Trust

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$9.12M +$73.5K +11,910 +0.8%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$4.57M +$792K +128,369 +20%
SFS
3
Shaker Financial Services
Virginia
$4.36M +$905K +146,678 +25%
COLIM
4
City of London Investment Management
United Kingdom
$4.31M -$237K -38,445 -5%
RCM
5
Rivernorth Capital Management
Florida
$4.03M +$484K +78,419 +13%
Stifel Financial
6
Stifel Financial
Missouri
$2.52M +$975K +158,137 +59%
Wells Fargo
7
Wells Fargo
California
$2.13M -$209K -33,809 -9%
WAM
8
Wolverine Asset Management
Illinois
$998K -$32.9K -5,331 -3%
FAAS
9
First Allied Advisory Services
California
$907K -$22.1K -3,585 -2%
FWM
10
Frontier Wealth Management
Missouri
$657K -$109K -17,644 -14%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$600K -$27K -4,383 -4%
Morgan Stanley
12
Morgan Stanley
New York
$594K +$3.13K +508 +0.5%
CA
13
Cornerstone Advisors
North Carolina
$587K -$162K -26,313 -21%
UBS Group
14
UBS Group
Switzerland
$542K -$18.3K -2,963 -3%
CRC
15
Curi RMB Capital
Illinois
$339K -$17.4K -2,815 -5%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$280K +$12K +1,939 +4%
SI
17
Sprott Inc
Ontario, Canada
$222K +$82.4K +13,355 +56%
Bank of America
18
Bank of America
North Carolina
$214K -$57.5K -9,323 -21%
AA
19
AQR Arbitrage
Connecticut
$135K +$140K +22,753 New
HighTower Advisors
20
HighTower Advisors
Illinois
$128K -$85.1K -13,800 -39%
PAG
21
Private Advisor Group
New Jersey
$117K
DA
22
Doliver Advisors
Texas
$109K -$130K -21,134 -54%
IFWM
23
Institute for Wealth Management
Colorado
$108K
LPL Financial
24
LPL Financial
California
$106K +$10.7K +1,732 +11%
RIL
25
Rothschild Investment LLC
Illinois
$101K +$3.64K +590 +4%